- TD Bank (New York, NY)
- …with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting + Ensure clarity and urgency in managing issues ... Global Operations and Business Services teams including settlements, new accounts, reference data and change delivery to support the growing Fixed Income business… more
- Citizens (Boston, MA)
- Description The Analyst III position in Leveraged Finance is a credit underwriting and portfolio management role focused on completing acquisition, recapitalization, ... Financial Statement Analysis, and completion of various internal modeling tools. The Analyst III position in Leveraged Finance is a generalist role based in… more
- Bloomberg (New York, NY)
- Product Analyst - Shareholding Disclosure (12 Month Contract) Location New York Business Area Product Ref # 10047742 **Description & Requirements** The Bloomberg ... and Tax solutions built on Bloomberg's proprietary analytics and industry-leading data . We develop innovative and comprehensive regulatory solutions that help… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting...oral, and written communication skills + Understanding of FINRA, SEC , and state registration/licensing requirements + Excellent computer skills… more
- Charles River Laboratories (Wilmington, MA)
- …Senior Analyst , Internal Controls is responsible for supporting ongoing compliance efforts of the Global Internal Controls department under the Company's ... Sarbanes-Oxley (SOX) 404 compliance program to ensure financial integrity and systems controls...Section 404, US GAAP applicable to the technology industry, SEC reporting requirements, and PCAOB and COSO/Internal Audit standards.… more
- Motion Recruitment Partners (New Castle, DE)
- AML Analyst New Castle, Delaware **Hybrid** Contract $31/hr - $33/hr Grow your career as an AML SAR Writer with an innovative global bank in New Castle, DE. Contract ... Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC , FINRA, FRB, FinCEN requirements, and SAR requirements. + General understanding of… more
- NBC Universal (New York, NY)
- …subject to the satisfaction of customary conditions. Position Summary: The Analyst , Financial Wellbeing and Retirement is responsible for supporting the strategic ... company's retirement and financial wellbeing programs. This role ensures plan compliance , drives employee engagement, and delivers insights that enhance the… more
- Marex (New York, NY)
- …+ Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational ... for all front office and post-trade applications including trade capture, market data , settlement and clearing systems and their associated client applications, as… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity As an Analyst in our dynamic team, your role is essential in maintaining and enhancing our commitment ... to automated reporting systems. Working with a diverse range of financial data , you will primarily engage with institutional clients, requiring a comprehensive… more
- Epco, Inc. (Houston, TX)
- Analyst , Lead Tax - 000G4L Description Tap into the professional possibilities of one of the largest publicly traded energy partnerships that features one of the ... and review Federal income tax returns using common tax compliance software products. + Lead in the preparation of...including Enterprise's publicly traded partnership (PTP). + Preparation of data necessary for the processing of PTP K1's including… more