- JPMorgan Chase (New York, NY)
- …This position will have another attorney covering the Public Finance business reporting into it. You will collaborate with banking, markets, regulatory and other ... can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we… more
- TD Bank (Marlton, NJ)
- …Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory ... flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters to the field… more
- TD Bank (New York, NY)
- …accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep ... expertise in financial markets, data governance, trade surveillance systems, and regulatory...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Navy Exchange Services (NEX) (Virginia Beach, VA)
- …ensure full compliance with applicable agency regulatory requirements including 29 CFR Sec .1614 and applicable federal law. Provides supports in the creation of the ... practices for legal compliance and effectiveness. Reports to Complaints Program Manager . Duties and Responsibilities: -Monitor the effectiveness of the Equal… more
- Delta Air Lines, Inc. (Atlanta, GA)
- …responsibilities, including the close process and preparation of our tax footnote for SEC reporting . + Possess a deep understanding of accounting principles to ... will work closely with various members from within and outside the tax department, reporting directly to Manager , Income Tax. + Take ownership of the preparation… more
- Savers | Value Village (Meridian, ID)
- …on business + A business partner to other departments including finance, payroll, SEC reporting , and store managers among others + Identifies, recommends and ... contributions to assist you in saving for a secure financial future. + Paid time off from work for...the annual external audit. This position reports to the Manager of Accounting. Essential Job Functions: + Prepare/participate in… more
- UIC Government Services and the Bowhead Family of Companies (Charleston, SC)
- …ensuring all financial data is accurately reflected in the Electronic Cost Reporting and Financial Tracking (eCRAFT) system. + Maintain a quality management ... a senior technical lead providing expert-level sustainment support for the Program Manager Naval Air Systems Command (NAVAIR) PMA-263 in Charleston, SC. This… more
- UIC Government Services and the Bowhead Family of Companies (Fort Belvoir, VA)
- …matter experts and IT professionals advising executive level personnel on financial , technical, and other high-level policy areas. **Responsibilities** + Responsible ... + As a designated key position, the Senior Product Manager plays a pivotal role in shaping ATIS development,...and oversight of Agile project management tools and metrics reporting . + Three (3+) years of experience managing client… more
- Robert Half Accountemps (St. Paul, MN)
- …in a public accounting environment is highly valued - Microsoft Excel experience - SEC reporting and SOX compliance is a plus - Strong analytical skills, ... skills with a thorough knowledge of accounting principles to analyze financial reports and forecasts. The perfect candidate has experience collaborating and/or… more
- Guardian Life (Columbus, OH)
- …on other department projects and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations ... environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more