- KeyBank (Brooklyn, OH)
- …Ensure technology solutions meet wealth management regulatory requirements (FINRA, SEC , etc.) and support risk management frameworks. + **Stakeholder ... Collaboration:** Partner with business leaders, product managers, and vendors to deliver technology initiatives that enhance client experience and advisor productivity. + **Data & Insights:** Drive data strategy for wealth platforms, enabling advanced… more
- Robert Half Finance & Accounting (Dallas, TX)
- …with resolving issues in technical accounting areas such as US GAAP and SEC reporting; an understanding of the healthcare industry and current regulatory environment ... is preferred, but not required. * Experience conducting complex quantitative and qualitative financial analysis and ability to generate data-driven insights * Ability to work autonomously, meet tight deadlines, and thrive in a fast paced environment with… more
- FirstEnergy (Akron, OH)
- …reconciliations. + Assist in preparing/reviewing 10Q/10K/Form 1 support schedules for SEC and FERC reporting. + Support the jurisdictional Rates Departments in ... filing distribution base rate cases and transmission revenue requirement filings, through related data requests. + Maintain and ensure compliance with the company's accounting policies and procedures. + Interfacing with the company's legal team to ensure… more
- UIC Government Services and the Bowhead Family of Companies (Aberdeen, MD)
- …In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may ... legally grant certain preference in employment opportunities to UIC Shareholders and their Descendants, based on the provisions contained within The Alaska Native Claims Settlement Act. Equal Opportunity Employer/Protected Veterans/Individuals with… more
- GE Aerospace (Des Moines, IA)
- …**Desired Characteristics** + Knowledge and understanding of dynamic US Customs regulations ( Sec 232, Foreign Trade Zones, IEEPA, Duty Drawback) and global customs ... regulations + Proficient in Microsoft applications and other analytics tools (Alteryx, Spotfire, Tableau) + Strong Oral and written communication skills + Skilled in supplier management + Demonstrated ability to analyze and resolve problems The salary range… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; ... Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Deep… more
- US Bank (Boston, MA)
- …Prepare and complete transfer agent audit request and information for SEC Exams. Review and approve shareholder statements, shareholder applications, regulatory ... documents and tax forms. Assist Senior Relationship Managers with daily responsibilities. **Basic Qualifications** - Bachelor's degree in business administration or related field, or equivalent experience - One to two years of experience in a mutual fund… more
- Ross Stores, Inc. (Dublin, CA)
- …on resolution of landlord disputes * Work with internal/external auditors regarding SEC & SOX requirements * Review and approve auditor responses on Estoppels, ... Waivers, CERs, and cotenancy claims\. * Act as liaison between company \(Real Estate Management, Risk Management, etc\.\) and lessors in resolving issues relating to lease provisions * Oversee the lease information system by monitoring accuracy of pdSiteLink… more
- Mass Markets (VA)
- …with Federal Departments and Agencies, such as Treasury (IRS, BFS), FDIC, SEC , Education (FSA), Commerce (Census), Energy, Justice, State, Transportation, and Labor. ... + Proven leadership and management skills with the ability to lead teams and work collaboratively across departments. + Superior organizational and time-management skills with the ability to prioritize and multitask effectively. + Strong written and verbal… more
- Pilot Company (Knoxville, TN)
- …and regulatory guidance (eg, ASC 820, ASC 805, ASC 350, IRS, SEC ). 8.) Collaborate with external valuation consultants and auditors to align methodologies ... and resolve technical matters. 9.) Present business development workstream tracking and presentation materials to the Executive Leadership Team for visibility across all business functions. 10.) Generate business development opportunities based on 2030… more