- Medtronic (Minneapolis, MN)
- …Counsel by overseeing the preparation, management and oversight of Medtronic's SEC filings, including periodic reports, current reports, proxy statements, Section 16 ... of periodic reports and other filings required by the SEC and the NYSE, including registration statements, Forms 10-K,...computer, and communicate with peers and co-workers. Contact your manager or local HR to understand the Work Conditions… more
- AeroVironment (Simi Valley, CA)
- …operations, ensuring accurate and timely financial reporting, and supporting SEC reporting, Sarbanes Oxley (SOX) and government compliance requirements. The ... and approving monthly journal entries and general ledger reconciliations. + Support SEC reporting, including the preparation of financial information for forms 10-K,… more
- AutoZone, Inc. (Memphis, TN)
- …procedures. **Responsibilities** + Assists in organizing, drafting and tying-out all SEC reports generated by the Company including earnings releases, financial ... (MD&A) + Prepares and reviews supporting schedules and documentation for all SEC reports generated by the Company + Monitors recent accounting pronouncements and… more
- FirstEnergy (Akron, OH)
- …reporting team is responsible for internal financial reporting, subsidiary reporting, SEC reporting and other regulatory reporting. The financial reporting team is ... to ad hoc initiatives. The positions report to the Manager , Financial Reporting and is an onsite position at...the preparation, documentation and analysis of the Company's periodic SEC and regulatory reporting and disclosures. + Providing support… more
- MUFG (Irving, TX)
- …of controls and compliance with Securities and Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission ... and/or issues management and remediation for the regulatory requirements of the FRB, SEC , FINRA, OCC, CFTC, NFA and IIROC are required. Experience in the following… more
- Raymond James Financial, Inc. (Santa Fe, NM)
- …+ Compiles operational information for internal and external auditors (eg FINRA, SEC ) with limited oversight + Plans and executes remediation efforts for any ... identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst...+ Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill… more
- Walworth County (Elkhorn, WI)
- …Cards for assigned residents daily and discuss suggested changes with Nurse Manager as needed as well as assist with pre-staffing information collection. Help ... care (Kardex) for residents by communicating with the Unit Manager and members of the interdisciplinary team. Use standard...years or more of continuous related experience per Ord. Sec . 15-515 (e). WALWORTH COUNTY EMPLOYEE BENEFIT SUMMARY H… more
- State of Connecticut, Department of Administrative Services (Middletown, CT)
- …OFFICE OF HEALTHCARE ADVOCATE: This class is accountable for serving as a case manager and advocate for clients that have received or need to receive behavioral ... a license to practice clinical social work pursuant to Sec . 20-195 (m-z) of the Connecticut General Statutes. +...minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job… more
- First National Bank of Omaha (Minneapolis, MN)
- …with entering new markets, products, etc. + Provide input and recommendations to manager to enhance departmental effectiveness and the strategic plan + Contribute to ... Understand and adhere to all Northland policies, laws, and FINRA / SEC regulations application to role **(Ongoing)** + Complete compliance continuing education +… more
- NextEra Energy (Juno Beach, FL)
- …our corporate headquarters in Juno Beach, FL. This role reports to the Senior Manager of SOX Compliance and supports compliance with the Sarbanes-Oxley Act of 2002 ... responsibilities include:** + Maintain a strong understanding of US GAAP, SEC regulations, Sarbanes-Oxley requirements, and company policies and procedures + Ensure… more