- L3Harris (Greenville, TX)
- …+ Work is 100% on-site and cannot be accomplished remotely Qualifications: + CompTIA Sec + certification at minimum + DoD Secret Clearance + Bachelor's degree plus a ... + Able to socialize ideas, make recommendations, and gain team consensus. Preferred Additional Skills: + Able to socialize ideas, make recommendations, and gain… more
- BlackRock (San Francisco, CA)
- …team which oversees BTC's compliance with the requirements of OCC regulation, SEC rules, ERISA requirements, other applicable laws and regulations and applicable ... of legal, regulatory, compliance or operational experience at a financial institution is preferred . Relevant experience at a large law firm or a federal regulator… more
- S&P Global (Charlottesville, VA)
- …legal and strategic counsel on 1934 Act disclosure and compliance, NYSE/ SEC compliance, and corporate finance and strategic transactions (including capital markets ... Treasurer, and finance team broadly. + Draft, review and advise on the company's SEC and NYSE periodic and other filings (10‐K, Proxy Statement, 10‐Q, and 8‐Ks) ;… more
- CIBC (New York, NY)
- …and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence ... an investment dealer, regulator or marketplace + Knowledge of SEC /FINRA/CFTC/NFA and other US based regulatory rules + Well-developed...problem-solving skills + SIE and Series 7, 57, 63 preferred + Good knowledge of MS Office (especially Excel),… more
- Insight Global (Boca Raton, FL)
- …tasks, and deliver accurate results. Key Responsibilities * Prepare and manage SEC filings and related documentation. * Assist with compliance and reporting ... Skills and Requirements Qualifications * Experience with securities law filings and SEC compliance. * Proficiency in Carta (required). * Strong understanding of… more
- Unity Technologies (San Francisco, CA)
- …self-motivated, team player with a very strong working knowledge of GAAP and SEC regulations, with a specific focus on ASC 606 and other standards impacting ... and preparing accounting memorandums for non-standard revenue transactions + Support the SEC reporting team in the preparation and review of financial statements and… more
- Astellas Pharma (South San Francisco, CA)
- …Fc-fusion proteins using AKTA FPLC by protein A/G, IMAC, HIC, IEX, SEC chromatography methods + Experience in protein characterization techniques, such as analytical ... SEC , HIC, cIEF, CE-SDS/SDS-PAGE, DSF, and endotoxin testing +...+ Collaborative mindset to work with global team members ** Preferred :** + Proficiencies in molecular biology techniques, including DNA… more
- SMBC (New York, NY)
- …15 years of experience inhouse and/or at a leading law firm advising SEC -registered investment advisers, with a focus on institutional asset management. + Deep ... expertise in SEC compliance, fiduciary standards, Investment Advisers Act, and other...management regulations. Experience working at a bank-affiliated investment adviser preferred . + Ability to provide adaptive, proactive legal coverage… more
- Nanobiosym, Inc. (Cambridge, MA)
- …offerings, and private placements. + Public Company Compliance & Reporting: Oversee SEC filings, SOX compliance, and financial reporting to ensure adherence to GAAP ... is mandatory. + Expertise in biotech, life sciences, or healthcare is highly preferred . + Capital Markets Expertise: Extensive experience in IPOs, public and private… more
- Xcel Energy (Denver, CO)
- …and procedures. Ensures adherence to general accounting/ financial and tax rules, SEC and FERC rules, and state jurisdictional rules as needed. Reviews agreements ... or tax experience. + In depth knowledge of GAAP, SEC , FERC and various other regulatory or tax rules....states. At Xcel Energy, we strive to be the preferred and trusted provider of the energy our customers… more