- Charles Schwab (Jersey City, NJ)
- …to digital assets. + Engage with regulators (eg, the Fed, OCC, FDIC, SEC , CFTC, FinCEN, NYDFS) and industry groups on regulatory requirements and expectations. + ... + Deep knowledge of digital asset regulations, including the Fed, OCC, FDIC, SEC , CFTC, FinCEN, and NYDFS. + Experience with blockchain analytics and digital asset… more
- First National Bank of Omaha (Minneapolis, MN)
- …Understand and adhere to all Northland policies, laws, and FINRA / SEC regulations application to role **(Ongoing)** + Complete compliance continuing education + ... the Capital Markets compliance and regulatory environment (eg NASD, SEC ) **(Ongoing)** + Report all issues, violations of law...Public Finance + Bachelor's degree in Accounting and/or Finance preferred + 3 plus years in an Accounting, Finance… more
- Citigroup (Columbus, OH)
- …Generally Accepted Accounting Principles ("GAAP") and Securities and Exchange Commission (" SEC ") requirements as they relate to core functions previously mentioned. ... and ICI Reporting) + Support the preparation and review of financial statements and SEC filings (eg N-PORT, N-MFP, N-CSR, N-CEN and 24F-2, N-1A etc.) + Demonstrate… more
- Pioneer Bank (Albany, NY)
- …reports, including the FDIC Call Report, as well as quarterly and annual SEC filings. Assists the SVP - Controller with tax-related accounting and reporting, ... Bank and its subsidiaries. + Collaborates in the preparation of Pioneer Bancorp's SEC filings, including forms 10-K, 10-Q, 11-K, 8-K and proxy statement. + Performs… more
- Brightstar Lottery (Providence, RI)
- …This role is pivotal in ensuring compliance with US GAAP, IFRS, and SEC requirements while driving transformation initiatives across accounting and tax processes. As ... + Bachelor's degree in Accounting or Finance (required); advanced degree preferred . + Certified Public Accountant (CPA) or equivalent certification required. +… more
- Leonardo DRS, Inc. (Arlington, VA)
- …* Ensure consistency and regulatory compliance across earnings materials, SEC filings, and investor presentations in partnership with finance, accounting, ... abilities. * Experience with financial platforms such as FactSet or NASDAQ IR Insight. Preferred qualifications: * Prior experience in a public company IR role or on… more
- NextEra Energy (Juno Beach, FL)
- …responsibilities include:** + Maintain a strong understanding of US GAAP, SEC regulations, Sarbanes-Oxley requirements, and company policies and procedures + Ensure ... financial status of the company * Keeps abreast of and apply GAAP, SEC regulations, and relative company policies, practices and procedures * Ensures accounting… more
- Northrop Grumman (El Segundo, CA)
- …analysis in support of the company's US Securities and Exchange Commission ( SEC ) disclosure requirements + Analyze sector-level and program balance sheet and P&L, ... and analytical skills + **CPA License/CPA Candidate** **in the near term** ** Preferred Qualifications: ** + Aerospace and Defense Industry experience + Experience… more
- HUB International (Chicago, IL)
- …laws and industry frameworks, including GLBA, NYDFS, and HIPAA + Prepare SEC -required cyber disclosures. + Support incident management and collaborate closely with ... advising public company clients. + Cybersecurity subject matter expertise with SEC filings requirements pertaining to cybersecurity policies and incidence response… more
- Robert Half Legal (Hartford, CT)
- …education and experience. + Paralegal certificate from an accredited institution is preferred . + 6-8+ years of paralegal experience, ideally within asset management, ... 1940 and related regulatory processes. + Strong proficiency in SEC financial reporting and SEC filings. For...Strong proficiency in SEC financial reporting and SEC filings. For immediate consideration, please email your resume… more