- Zions Bancorporation (Salt Lake City, UT)
- …and update Written Supervisory Procedures (WSPs) in alignment with FINRA, SEC , and other applicable regulations. + Manage ongoing compliance governance activities ... including oversight, monitoring, and reporting processes, including outside business activities, personal securities accounts, and political contribution disclosure.… more
- Mastercard (Harrison, NY)
- …team within Corporate Treasury. This position will be based in Purchase, NY Reporting to the Director, Capital Markets, this Manager role will be responsible for ... related to Mastercard's investment portfolios Oversee cash and investments related SEC disclosure preparation (eg,10Q and 10K footnotes) Manage operations related to… more
- Ventura County (Ventura, CA)
- …the third pay period of subsequent years), eligible employees meeting the criteria in Sec . 1907 of the Management Resolution will receive two percent (2%) of their ... $25,000 (Subject to the applicable section of the Management Resolution ( Sec . 623). + Additional Benefits: Professional Memberships, Professional Registration and… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …the development, analysis, and management of data for the Prescription Monitoring and Reporting Program, including all activities related to current and future data ... reporting elements? If so, apply today! The State of...minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …standards, and you are motivated by maintaining high-quality, reliable financial reporting . + You like developing, reviewing, and improving financial systems, ... TO + Prepare, review, and analyze financial reports, including annual GAAP reporting ; + Oversee the agency's asset management program, ensuring accurate tracking,… more
- Community Health Systems (Wilkes Barre, PA)
- …month-end close processes, journal entries, reconciliations, variance analysis, and financial reporting . This role plays a key part in ensuring accurate financial ... balance sheet reconciliations, and financial analyses to ensure accurate financial reporting . + Prepares and analyzes financial statements, variance reports, and… more
- MUFG (New York, NY)
- …report submissions to FINRA. The individual will be expected to monitor live reporting queues within the FINRA reporting facilities, research, and escalate ... will demonstrate a strong understanding of equity related transactional regulatory reporting obligations including CAT, CAIS, ORF, TRF, Rule 605/606. + Primary… more
- Charles Schwab (Austin, TX)
- …others as needed. + Reconciliation of invested plans for annual Form 5500 Schedule D reporting + Review / approval of annual Form 5500 filings for each Trust Bank ... matter expert with responsibility for: + Identification, monitoring and reporting to DOL or PGBC of potential abandoned plans...related to subpoenas and inquiries from DOL, PBGC, IRS, SEC , etc. + Responding to AML inquiries, ad hoc… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …sophisticated, multi‑entity family office. This role leads end‑to‑end accounting, reporting , investment administration, compliance, and tax functions across a ... deliver integrated client solutions. + Prepare clear, accurate, and customized reporting packages. Leadership & Oversight + Supervise, train, and mentor accounting… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …sophisticated family office environment. This role oversees comprehensive accounting, reporting , investment, compliance, and tax activities across multiple entities. ... investment disciplines to deliver integrated solutions. + Prepare clear, accurate reporting packages tailored to client needs. Leadership & Oversight + Supervise,… more
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