- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as… more
- Tradeweb (New York, NY)
- …Responsibilities** + Oversight of consolidated budgeting, 3-year plan and financial reporting + Financial modeling and analysis related to current businesses and ... hoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of… more
- Texas Instruments (Dallas, TX)
- …preparation of the ASC 740 tax provision and related footnote disclosures for SEC filings. + Maintain documentation of tax policies, procedures and process controls ... design, and implement process improvements for efficient and effective tax provision reporting and planning. + Develop and deliver tax accounting training for non-US… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …second and third level support for all DCF-developed and/or hosted applications. Reporting to the Customer Success Manager, you will oversee critical application ... applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a… more
- US Bank (Milwaukee, WI)
- …financials, while ensuring all Fund Accounting functions are in compliance with SEC regulations and GAAP principles. Basic Qualifications - Bachelor's degree in ... or finance activities Preferred Skills/Experience - Advanced knowledge of accounting, reporting , and analysis - Ability to identify and resolve exceptions and… more
- Principal Financial Group (Des Moines, IA)
- …teams. + Support the preparation, review, and quality control of portfolio reporting for internal stakeholders, clients, and regulatory requirements. + Assist in ... to travel as required. + This position may be subject to SEC restrictions on personal political contributions. **Salary Range Information** Salary ranges below… more
- JPMorgan Chase (Columbus, OH)
- …+ Working knowledge of investment industry regulations and regulatory bodies (FINRA, SEC , OCC) + Excellent communication skills, both oral and written + Ability ... and Skills** + Experience with Agile and/or Jira + Experience using MIS reporting tools and creating end-user reports (QlikView, QlikSense, SSRS, Tableau) + Business… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- MTA (New York, NY)
- …for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial activities. This position works ... communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board… more
- UIC Government Services and the Bowhead Family of Companies (Huntsville, AL)
- …select or recommend suppliers. *Telework will be considered for all candidates. Reporting to a Bowhead office is also available.* **Responsibilities** Job duties ... In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may… more