- Bank of America (Los Angeles, CA)
- …along with other requirements governed by the US Securities and Exchange Commission (" SEC ") + MBA preferred or maintain at least one firm approved designation + ... Coaching + Continuous Improvement + Account Management + Process Simplification + Reporting **Minimum Education Requirement:** High School Diploma / GED / Secondary… more
- Athene (West Des Moines, IA)
- …with data quality, classification, and controls. + Establish monitoring and reporting capabilities for metadata completeness and governance KPIs. Data Quality & ... to align governance with regulatory and ethical standards (eg, NIST, NAIC, SEC ). + Maintain master and reference data governance to ensure consistent definitions… more
- MetLife (Whippany, NJ)
- …planning, risk assessment, data analytics, control testing, issue development and reporting phases. * Participates in projects, completing assigned tasks and ... of middle/back-office operations, investment products (eg, fixed income securities), SEC /FINRA regulations Equal Employment Opportunity/Disability/Veterans If you need an… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as… more
- Tradeweb (New York, NY)
- …Responsibilities** + Oversight of consolidated budgeting, 3-year plan and financial reporting + Financial modeling and analysis related to current businesses and ... hoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of… more
- Texas Instruments (Dallas, TX)
- …preparation of the ASC 740 tax provision and related footnote disclosures for SEC filings. + Maintain documentation of tax policies, procedures and process controls ... design, and implement process improvements for efficient and effective tax provision reporting and planning. + Develop and deliver tax accounting training for non-US… more
- Principal Financial Group (Des Moines, IA)
- …teams. + Support the preparation, review, and quality control of portfolio reporting for internal stakeholders, clients, and regulatory requirements. + Assist in ... to travel as required. + This position may be subject to SEC restrictions on personal political contributions. **Salary Range Information** Salary ranges below… more
- JPMorgan Chase (Columbus, OH)
- …+ Working knowledge of investment industry regulations and regulatory bodies (FINRA, SEC , OCC) + Excellent communication skills, both oral and written + Ability ... and Skills** + Experience with Agile and/or Jira + Experience using MIS reporting tools and creating end-user reports (QlikView, QlikSense, SSRS, Tableau) + Business… more
- MTA (New York, NY)
- …for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial activities. This position works ... communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board… more
- UIC Government Services and the Bowhead Family of Companies (Huntsville, AL)
- …select or recommend suppliers. *Telework will be considered for all candidates. Reporting to a Bowhead office is also available.* **Responsibilities** Job duties ... In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may… more
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