- JPMorgan Chase (Brooklyn, NY)
- …interpretation + Prepare, document, and present findings or status updates in senior management forums, ensuring accurate SEC and regulatory reporting. + ... Execute controls on an interim basis to ensure accurate SEC and regulatory reporting of wholesale lending data + Provide system-level support to Wholesale Lending… more
- BlackRock (San Francisco, CA)
- …team which oversees BTC's compliance with the requirements of OCC regulation, SEC rules, ERISA requirements, other applicable laws and regulations and applicable ... asset management company. + Investment management compliance or direct OCC, SEC , or ERISA regulatory experience is beneficial. + Excellent organizational skills,… more
- CIBC (New York, NY)
- …and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence ... and material incidents of non-compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global Markets for… more
- Unity Technologies (San Francisco, CA)
- …self-motivated, team player with a very strong working knowledge of GAAP and SEC regulations, with a specific focus on ASC 606 and other standards impacting ... accounting memorandums for non-standard revenue transactions + Support the SEC reporting team in the preparation and review of...to simplify complex issues which can be understood by senior leaders or new staff + Self sufficient and… more
- Applied Materials (Santa Clara, CA)
- …Legal team and Corporate Secretary office. This person will report to a senior attorney on the team and will support securities, governance, public company ... + Preparation and review of reports filed with the SEC , including disclosures on Forms 10-K,10-Q and 8-K, and...+ Provide advice and counsel on Delaware corporate law, SEC and Nasdaq regulations, and general corporate matters. +… more
- SMBC (New York, NY)
- …and educate the internal client base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** ... 15 years of experience inhouse and/or at a leading law firm advising SEC -registered investment advisers, with a focus on institutional asset management. + Deep… more
- Saildrone (Alameda, CA)
- …applicable processes. Complete special projects and prepare analyses for senior management as requested. Monitor communications from regulatory bodies, accounting ... remain appraised of new accounting practices and regulations, frequent areas of SEC staff comment, and interpretive accounting and disclosure guidance. Education and… more
- Insight Global (Austin, TX)
- …onboarding, funding, and trading workflows in a cloud-native GCP environment. -Embed SEC , FINRA, and SOC 2 compliance into system design with auditability and ... Requirements -10+ years of engineering experience, including 5+ years in senior technical or architectural leadership roles -Proven experience building and operating… more
- Rayonier Advanced Materials (Jacksonville, FL)
- …functions (as needed), including subsidiary governance, Board support, and review of SEC filings and disclosures. You'll be someone who can bring: + Qualifications ... regulatory inquiries is a plus. + Familiarity with public company operations, SEC reporting, or ESG frameworks is advantageous. + Professional Characteristics +… more
- NextEra Energy (Juno Beach, FL)
- …join our corporate headquarters in Juno Beach, FL. This role reports to the Senior Manager of SOX Compliance and supports compliance with the Sarbanes-Oxley Act of ... responsibilities include:** + Maintain a strong understanding of US GAAP, SEC regulations, Sarbanes-Oxley requirements, and company policies and procedures + Ensure… more
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