- SMBC (New York, NY)
- …and educate the internal client base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** ... 15 years of experience inhouse and/or at a leading law firm advising SEC -registered investment advisers, with a focus on institutional asset management. + Deep… more
- Saildrone (Alameda, CA)
- …applicable processes. Complete special projects and prepare analyses for senior management as requested. Monitor communications from regulatory bodies, accounting ... remain appraised of new accounting practices and regulations, frequent areas of SEC staff comment, and interpretive accounting and disclosure guidance. Education and… more
- Insight Global (Austin, TX)
- …onboarding, funding, and trading workflows in a cloud-native GCP environment. -Embed SEC , FINRA, and SOC 2 compliance into system design with auditability and ... Requirements -10+ years of engineering experience, including 5+ years in senior technical or architectural leadership roles -Proven experience building and operating… more
- Rayonier Advanced Materials (Jacksonville, FL)
- …functions (as needed), including subsidiary governance, Board support, and review of SEC filings and disclosures. You'll be someone who can bring: + Qualifications ... regulatory inquiries is a plus. + Familiarity with public company operations, SEC reporting, or ESG frameworks is advantageous. + Professional Characteristics +… more
- NextEra Energy (Juno Beach, FL)
- …join our corporate headquarters in Juno Beach, FL. This role reports to the Senior Manager of SOX Compliance and supports compliance with the Sarbanes-Oxley Act of ... responsibilities include:** + Maintain a strong understanding of US GAAP, SEC regulations, Sarbanes-Oxley requirements, and company policies and procedures + Ensure… more
- Consumers Energy (Jackson, MI)
- …contributes to financial statement disclosures in the company's quarterly and annual SEC filings and ensures the integrity and accuracy of reported information. This ... support needed. Provide support and coaching to analysts and senior analysts, including review of research on basic to...support. + Review sections of the quarterly and annual SEC filings and evaluate the sufficiency and accuracy of… more
- HUB International (Chicago, IL)
- …laws and industry frameworks, including GLBA, NYDFS, and HIPAA + Prepare SEC -required cyber disclosures. + Support incident management and collaborate closely with ... information security function and Senior Privacy Counsel, including advising on legal risk and...public company clients. + Cybersecurity subject matter expertise with SEC filings requirements pertaining to cybersecurity policies and incidence… more
- Robert Half Finance & Accounting (Lewisville, TX)
- …with the Sarbanes-Oxley (SOX) Act and involves significant interaction with senior management, external auditors, internal audit, and various corporate functions. ... all levels, from staff to executive leadership. Solid understanding of SEC regulations and internal accounting control procedures. Strong project management… more
- Comcast (Philadelphia, PA)
- …enhancement of OneStream for corporate consolidations and financial reporting. Partner with senior team members to design, test, and deploy new capabilities that ... the development of scalable and automated reporting solutions that meet SEC , Corporate Controllership, and internal management reporting needs. + Automation &… more
- Cushman & Wakefield (Chicago, IL)
- …team, drive process improvements, and serve as a trusted advisor to senior leadership on all tax-related matters. **Job Description** **Key Responsibilities** + ... (ideally in real estate or services). + Demonstrated experience ensuring SEC compliance, including preparing and reviewing tax-related disclosures for SEC… more