- UL, LLC (Northbrook, IL)
- …key facets of UL Solutions' Board and Committee meetings. + Review and prepare SEC filings and advise on securities law matters. + Assist in developing, refining and ... the globe. + Manage and coordinate legal advice and support of UL Solutions Legal with respect to strategic...services, together with software products and advisory offerings, that support our customers' product innovation and business growth. The… more
- Bank of America (Sewickley, PA)
- …obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration + Individuals in this role are required to ... requirements governed by the US Securities and Exchange Commission (" SEC ") + CFP(R) or CPWA(R) designation preferred or obtain...and as such affirms in policy and practice to support and promote the concept of equal employment opportunity,… more
- JPMorgan Chase (Chicago, IL)
- …JPMorgan Chase is seeking a skilled Executive Director to lead and support change initiatives within the Commercial Investment Banking Wholesale Deposits & Lending ... / initiatives at once + Strong understanding of external (Regulatory / SEC ) reporting requirements and frameworks + Experience with project management best… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …more resources? Visit our Applicant Toolkit (https://jobapscloud.com/CT/jobs/?b=KIT) for additional support throughout the recruitment process. BEFORE YOU APPLY: + ... progresses, candidates may be required to submit additional documentation to support their qualification(s) for this position. This documentation may include: a… more
- ManTech (Crane, IN)
- …logistics, laboratory research, field engineering, and acquisition and operations analysis in support of a variety of Navy and Marine Corps programs and projects ... + Examples could include command and control-related networks + Provide technical support in investigating and minimizing real or potential damage resulting from… more
- Manulife (Boston, MA)
- …: Ensure all products adhere to relevant US regulatory guidelines, including SEC , IRS, ERISA, and other governing bodies. Collaborate with Legal and Compliance ... grow the career you want. + We'll recognize and support you in a flexible environment where well-being and...words. + As part of our global team, we'll support you in shaping the future you want to… more
- WM (Houston, TX)
- …integrity, and plan operations. Ensures vendors meet contractual obligations and support organizational goals. + Implements and maintains operational controls to ... of retirement plan regulations and industry developments, including ERISA, IRS, DOL, SEC guidance, and emerging best practices. Applies this expertise to ensure… more
- Truist (Richmond, VA)
- …Drive implementation of automated testing, KRIs, KPIs, and compliance monitoring. Support risk and control assessments, change risk initiatives, and trend analysis ... 5. Knowledge of large bank, and securities risk frameworks, including FINRA, SEC , ERISA, Sarbanes-0xley, and other applicable federal and state law. 6. Excellent… more
- MTA (New York, NY)
- …portfolio using MTA's multiple credits. + Recommend other financial strategies that support the capital program funding effort. Develop new bond credits as ... portfolio using MTA's multiple credits. + Recommend other financial strategies that support the capital program funding effort. + Responsible for management of MTA's… more
- Manulife (NH)
- …: Ensure all products adhere to relevant US regulatory guidelines, including SEC , IRS, ERISA, and other governing bodies. Collaborate with Legal and Compliance ... grow the career you want. + We'll recognize and support you in a flexible environment where well-being and...words. + As part of our global team, we'll support you in shaping the future you want to… more
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