- Commonwealth of Pennsylvania (PA)
- …for the purposes of determining your eligibility for the position. Information to support your eligibility for the position must be provided on the application (ie, ... Analyzes written documentation such as Securities and Exchange Commission ( SEC ) filings, accounting and auditing standards, laws, regulations, revenue bulletins,… more
- Wells Fargo (Minneapolis, MN)
- …immediate registration (or FINRA recognized equivalents) + Knowledge of FINRA and SEC Research and advertising rules + Experience with Wells Fargo's Compliance ... as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong… more
- US Coast Guard (Charleston, SC)
- …Homeland Security, US Coast Guard, OPERATING LOCATION-SFLC LRE SYSTEMS and EQUIPMENT SEC 1-ALAMEDA CA in ALAMEDA, California. Responsibilities You will serve as an ... the 418-ft Maritime Security Cutter. Assists the NSC Propulsion Systems Support Integrator regarding lifecycle logistics, and operational and performance analysis.… more
- SMBC (Jersey City, NJ)
- …with broader compliance and risk management strategies. The individual will support development of Annual Compliance Plan leveraging the risk assessment results ... (either US banking regulations (FRB, FDIC, CFPB) or securities/swap dealer regulations ( SEC , CFTC, FINRA, NFA). + Proven experience in designing and executing… more
- Citigroup (Jersey City, NJ)
- …City location. The requirement is a minimum of 3 days in office. The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders ... of customized reporting used to present information to management. + Support implementation of securities processing improvements + Assist with identifying policy… more
- Citigroup (Tampa, FL)
- …for Citi's Tampa location. Will require a minimum of 2 days in office. The Sec & Derivative Intmd Assoc Analyst is an entry level position responsible for processing ... of customized reporting used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy… more
- Insight Global (Scottsdale, AZ)
- …banking items and researching invoices. Resolve vendor and employee payment issues. Support bank portal operations for direct payments as needed Review vendor ... research and participate in ad hoc projects as needed. Comply with Sarbanes Oxley Sec . 404 legislation as it relates to the work processes for Financial Reporting… more
- Marex (New York, NY)
- …their role. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the ... Nimble - Our size and flexibility is an advantage. We are big enough to support our client's various needs, and adaptable and nimble enough to respond quickly to… more
- Insight Global (Fort Meade, MD)
- …Skills and Requirements Active TSSCI DoDD 8570 IAT Level II Certification ( SEC +, CySA, GICSD, etc.). Bachelor's degree in related discipline and 4+ years ... cyber threat/adversary methodologies. Proficiency with datasets, tools and protocols that support analysis (eg Splunk, CMRS, VDP, passive DNS, Virus Total, TCP/IP,… more
- JPMorgan Chase (New York, NY)
- …review of Derivatives Research + Ensure research complies with FINRA and SEC regulations, firm policies, and procedures, including watch list review and applying ... a retirement savings plan, backup childcare, tuition reimbursement, mental health support , financial coaching and more. Additional details about total compensation… more
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