- US Bank (Boston, MA)
- …we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ... Prepare and complete transfer agent audit request and information for SEC Exams. Review and approve shareholder statements, shareholder applications, regulatory… more
- Lockheed Martin (Bethesda, MD)
- …monthly, quarterly, and annual close, produce U\.S\. GAAP\-compliant reporting packages, support the earnings releases, and drive process innovation while developing ... 10\+ years of progressive finance experience \- Deep knowledge of U\.S\. GAAP, SEC reporting and SOX controls\. \- Proficiency in Microsoft Excel, Word, Powerpoint… more
- UMB Bank (Milwaukee, WI)
- …payments, and forecasting for clients + You will handle the preparation of SEC compliance testing + Monitor and review clients' funds' performance **We're excited to ... can expect more heart. You'll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right… more
- Motion Recruitment Partners (New Castle, DE)
- …Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC , FINRA, FRB, FinCEN requirements, and SAR requirements. + General understanding of ... with additional Point(s) of Contact (POC) as needed to identify additional information in support of the case. + Document all research and analysis conducted in the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …improvements;identifyareas of operational inefficiency and implement proposed enhancements. + Support project managers in developing project plans, timelines, and ... (Excel, Word, PowerPoint, SharePoint, Visio is a plus). + FINRA and the SEC and how they oversee RIAs and Broker Dealers. + Understandingoffinancial markets and… more
- UMB Bank (Milwaukee, WI)
- …material at meetings Compliance Testing Identify and prepare required monthly/quarterly SEC , Fund, and IRS compliance tests Review compliance testing results for ... can expect more heart. You'll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right… more
- UnityPoint Health (Waterloo, IA)
- …and embrace what brings us together. And, we believe equipping you with support and development opportunities is a vital part of delivering an exceptional employment ... institution or + Qualify as Testing Personnel under Federal Register Sec 493.1489 License/Certifications: + MLT/CLA-ASCP (non regulatory) - Must present record… more
- Halliburton (Houston, TX)
- …variance explanations + Assists with quarterly reporting of earnings release and SEC filings + Performs ad-hoc analyses and actively participate in ongoing projects ... States Job Details Requisition Number:203377 Experience Level:Experienced Hire Job Family: Support Services Product Service Line:Finance Full Time / Part Time:Full… more
- Cisco (Herndon, VA)
- …directly impact the experience of our customers. You will consistently deliver license, support , and service revenue targets - dedication to the number and to ... of selling to Fed Civ Agencies (SaaS/Cloud sales)2+ years of selling to GSA/ SEC or other Federal Civilian Agencies (SaaS/Cloud sales) + Previous experience applying… more
- State of Connecticut, Department of Administrative Services (Bridgeport, CT)
- …process, applicants may be required to submit additional documentation which support their qualification(s) for this position. These documents may include: a ... applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a… more
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