- JPMorgan Chase (Brooklyn, NY)
- …team is responsible for the timely and accurate filings with the SEC and other regulatory agencies, including compliance with the firmwide external financial ... Responsibilities: + Lead planning for quarter-end external financial reporting + Review SEC filings including the press release, 10K, 10Q, and investor presentations… more
- Robert Half Finance & Accounting (New York, NY)
- …for a strategic, detail-oriented finance professional with deep expertise in US GAAP, SEC reporting, and SOX compliance. You'll play a key role in ensuring accuracy, ... of external financial reports (10-K, 10-Q, 8-K) in full compliance with SEC regulations. + Strengthen and maintain documentation for financial operations and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Draft and update written supervisory procedure manuals required by the SEC . + Continually evaluates the department structure and strategic plan, considering future ... to compliance standards and excellent service. + Ensures processes and procedures support efficient and timely workflow. + Performs other duties and responsibilities… more
- The Toro Company (Bloomington, MN)
- …to ensure The Toro Company's ("TTC") external and technical reports meet US GAAP and SEC standards. What Will You Do? In order to grow and build a successful career ... + Responsible for the analysis and preparation of quarterly SEC external reporting requirements, including disclosures on Form 10-Q, Form 10-K and other… more
- Aegon Asset Management (Denver, CO)
- …financial reporting and accounting, both internal and external in accordance with SEC regulations for annual audits in publishable formats, for funds, ETFs, and ... initial reviews of the semi-annual and annual regulatory reporting to the SEC , shareholders, and insurance regulators. + Prepare and/or provide initial reviews of… more
- Vanguard (Malvern, PA)
- …Vanguard's interests with third parties, including government agencies such as the SEC . + Direct and manage outside counsel on complex fund-related matters. + ... Vanguard's business and products, and industry best practices. Stay current on SEC guidance, rulemaking, and enforcement trends. + Mentor junior attorneys and legal… more
- Robert Half Finance & Accounting (Newark, DE)
- …analysis process including preparing financial statements and reports, reviewing SEC filings, fixed asset management, grant accounting, budget management, and ... impact . Generate monthly, quarterly financial reports & statements . Oversee SEC and FERC reporting . Prepare quarterly earnings communications . Coordinate… more
- Insight Global (Dallas, TX)
- …global investment firm focused in the fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the firm's ... with the rules and regulations of the US Securities and Exchange Commission ( SEC ) and the Financial Industry Regulatory Authority (FINRA). The Deputy CCO will play… more
- UIC Government Services and the Bowhead Family of Companies (Dahlgren, VA)
- **Overview** **CUSTOMER TECHNICAL SUPPORT SPECIALIST (NEN) (RDTE)** Bowhead has a job opening for a Customer Technical Support Specialist (NEN) in Dahlgren, VA. ... The candidate will provide customer support and technical assistance to users of a specific...to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC… more
- TD Bank (Greenville, SC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Support Specialist acts as a point of client contact accountable to serve the ... The role serves as the primary administrative and service support for the Financial Advisors (FAs) and their clients....Firm policies related to all business activities. (eg OCC, SEC , FINRA etc.) + Ensures all Continuing Education requirements… more
Recent Jobs
-
Project Engineer III
- ASRC Industrial Services (Los Alamos, NM)
-
HR Spec (Information Systems/Military) (Title 5) (Permanent)
- Air National Guard Units (Langley AFB, VA)
-
Senior Manager, Regional Social Media Marketing & Community
- SanDisk (Milpitas, CA)
-
Full Stack Developer
- NS2 Mission (Chantilly, VA)