- CIBC (New York, NY)
- …and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence ... gained at an investment dealer, regulator or marketplace + Knowledge of SEC /FINRA/CFTC/NFA and other US based regulatory rules + Well-developed knowledge of trading… more
- Aerotek (San Antonio, TX)
- …Your role will include upgrades to the Radar Package, Communications/Comm Sec equipment, and other potential enhancements. **Responsibilities** + Conduct avionics ... systems. + Execute upgrades to Radar Package and Communications/Comm Sec equipment. + Work with fiber optic cables and...in the world. You will have the opportunity to support the US Navy warfighters, with benefits including government… more
- SMBC (New York, NY)
- …broad range of issues under US investment management laws and regulations. Support business objectives while managing legal, regulatory, and franchise risks. Assess ... 15 years of experience inhouse and/or at a leading law firm advising SEC -registered investment advisers, with a focus on institutional asset management. + Deep… more
- Nanobiosym, Inc. (Cambridge, MA)
- …Strategy & Leadership: Develop and execute the company's financial strategy to support business growth, innovation, and long-term value creation. + Capital Markets & ... offerings, and private placements. + Public Company Compliance & Reporting: Oversee SEC filings, SOX compliance, and financial reporting to ensure adherence to GAAP… more
- Robert Half Finance & Accounting (Denver, CO)
- …tracking of receivables by client, analytical reviews, accurate and timely reporting for SEC and call reports. + Involvement in and oversight of general ledger entry ... in review of certain financial reporting schedules for Call/Regulatory Reporting and SEC filings. + Oversee the payroll process including benefits billing and… more
- Greenberry Industrial (Vancouver, WA)
- …Greenberry Industrial is seeking an experienced Quality Control Manager to support our Vancouver, WA and Corvallis, OR, fabrication facilities. These facilities ... industrial manufacturing. + Strong knowledge of AISC, AWS D1.1, AWS D1.5, ASME Sec VIII, ASME Sec IX, ASME B31.1, ASME B31.3, and quality systems. + Ability to… more
- Raymond James Financial, Inc. (Santa Fe, NM)
- …personalized customer experiences, enhance operational efficiency, and support strategic marketing initiatives. **Key Responsibilities** **Salesforce ... synchronization, and compliance with financial data privacy regulations (DOL, ERISA, SEC , FINRA, GDPR). + Monitor Marketing Cloud performance, including campaign… more
- Robert Half Finance & Accounting (Cincinnati, OH)
- …and active knowledge of all pertinent industry accounting developments and relevant SEC developments and communicates to management as needed. Communicates to all ... Stays current on pertinent industry accounting developments and relevant SEC developments. * Stays current on trends in our...technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in… more
- System One (Gainesville, VA)
- …CI Poly Location: Onsite in Reston, VA Salary: up to $250K Certification: Sec + (or 8570 IAT Lvl 2 equivalent) Direct Hire Contact: ###@altaits.com DevOps/Automation ... engineers to support our DIA Platform-as-a-Service (PaaS) program initiative. You will...REQUIREMENTS: + CLEARANCE: TS/SCI w CI Poly + Requires Sec + (or 8570 IAT Lvl 2 equivalent) + Must… more
- Vanguard (Malvern, PA)
- …deposits into and withdrawals from the special reserve account in compliance with SEC rule 15c3-3 (Customer Protection Rule). VMC is a Vanguard legal entity which ... + Prepares and performs required daily Customer Reserve calculation in accordance with SEC rule 15c3-3 + Prepares and performs required daily deposits into and… more
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