- JPMorgan Chase (Long Beach, CA)
- …high-quality work and adapt to the changing regulatory environment. + Comprehend system logic used in conducting risk-based reviews and further develop and refine ... or Compliance professional preferred. + Advanced knowledge of FINRA, MSRB, and SEC rules and regulations. + Experience working alongside Advisors preferred. +… more
- Leidos (Fayetteville, NC)
- …Secret (TS) security clearance. + Must possess DoD 8570, IAT Level II ( SEC + or equivalent) Certification. + Computing Environment certification CCNA or equivalent + ... communicate with you through emails that are generated by the Leidos.com automated system - never from free commercial services (eg, Gmail, Yahoo, Hotmail) or via… more
- UGI Corporation (Denver, PA)
- …regulatory reporting requirements across multiple agencies including EIA, PUC, FERC, and SEC . Duties and Responsibilities + Month End Close process including: + ... Prepare month end journal entries for cost of gas, storage activity, off system sales, electric revenue and supply, and other entries as needed. + Develop and… more
- State of Connecticut, Department of Administrative Services (Wallingford, CT)
- …electronically through the National Council of State Boards of Nursing's : Nursys(R) System . To send verification of your license(s) to CT, read and agree to ... applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a… more
- Southern Company (Atlanta, GA)
- …organizational and planning skills + Knowledge of utility and regulatory accounting ( SEC , FERC, and GAAP) desired + Knowledge of data management and retrieval ... strong technical skills + Conceptual thinker and ability to quickly understand our Accounting System , POET Codes and be able to understand and report cost drivers +… more
- Raymond James Financial, Inc. (New York, NY)
- …branches across the country + Detailed documentation of testing in branch exam system and related work papers + Ensure prescribed sample methodologies are used and ... broker/dealer compliance and/or branch exams + Rules and regulations of the SEC , FINRA, and state securities regulatory agencies + Fundamental investment concepts,… more
- Amazon (New Carlisle, IN)
- …in a relevant field - certification in an applicable field like A+, Net+, Sec +, CCNA, LPIC, Linux+, AWS certification, or A+ or CND (Certified Network Defender) or ... Network+ or Security- Experience with system management tools and client/server environments Amazon is an equal opportunity employer and does not discriminate on the… more
- Honeywell (Charlotte, NC)
- …**KEY RESPONSIBILITIES** + Direct and provide legal advice related to SEC reports, registration statements and related correspondence. + Ensure compliance with ... of aviation and energy transition - underpinned by our Honeywell Accelerator operating system and Honeywell Forge IoT platform. As a trusted partner, we help… more
- Lockheed Martin (King Of Prussia, PA)
- …specifications\. This role will also be able to perform certain system administration functions to support development efforts\. Strong documentation skills are ... **Basic Qualifications:** \-Pipeline Automation \-GitLab \-Kubernetes \-DoD 8570 compliant certification \( Sec \+, CISSP\) Must be a US Citizen\. Top Secret security… more
- US Bank (Walnut Creek, CA)
- …policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ensuring regulatory standards ... territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the US Citizenship and Immigration Services. Learn more… more