- Wells Fargo (Minneapolis, MN)
- …repositories. + Familiarity with regulatory requirements related to client communications (eg, SEC , FINRA). + Experience with Broadridge systems or similar ... third-party mailing platforms. + Exposure to audit processes and quality control frameworks. + Bachelor's degree in business, Finance, or related field. + Series 7 or other FINRA License holder. **Job Expectations:** + Ability to work a hybrid schedule, three… more
- Medtronic (Minneapolis, MN)
- …company and/or Big 4 environment + Strong understanding of US GAAP, SEC reporting requirements, and disclosure controls + Hands-on experience preparing or reviewing ... assistance completing your application please email ###@medtronic.com To request removal of your personal information from our systems please email ###@medtronic.com more
- Wells Fargo (Irving, TX)
- …policies for IT controls impacted by internal controls over financial reporting ( SEC and Regulatory Reporting) and strategic planning for on-going IT control ... in one or a combination of the following: Accounting, Information Systems , or Information Technology + Excellent verbal, written, and interpersonal communication… more
- MetLife (New York, NY)
- …GTO strategy-including Business Units, Global Operations, Application Development, Info Sec , Data and Analytics, and Infrastructure. Key Responsibilities: Technology ... integration frameworks (APIs, pipelines) for structured and unstructured data and systems . . Design lifecycle and optimization for technology assets, ensuring… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …information/data. + Experience working independently. + Experience using computers and computer systems to program, write software, set up functions, enter data, or ... applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a… more
- Insight Global (Dayton, OH)
- …to the following: will oversee the management of network and software systems across the organization, ensuring seamless connectivity and optimal performance. This ... implementing, and enhancing platforms (Kubernetes) IAT II Certification (CASP+ or Sec +) Active TS/SCI security clearance Cloud or Kubernetes certifications DevOps… more
- FranklinCovey (Draper, UT)
- …+ Assist in managing outside counsel for specialized matters, such as SEC compliance filings, intellectual property filings, audit / regulatory matters, and ... office or licensee model. + Experience improving legal operational efficiency (CLM systems , templates, playbooks) + Prior law firm training combined with in-house… more
- Robert Half Finance & Accounting (Southfield, MI)
- …preferably within multi-entity or real estate structures. * Extensive knowledge of SEC reporting, technical accounting, and financial compliance. * Proven ability to ... and audited financial statements. * Experience working with modern accounting systems and technologies. * Demonstrated ability to manage complex transactions and… more
- Citigroup (Miami, FL)
- …This role requires a broad and comprehensive understanding of financial systems coupled with extensive practical experience. The ME combines market strategy, ... the Supervisory Principal for the advisor team, accountable for adherence to FINRA, SEC , and state regulations. + Oversee the review and approval of client accounts,… more
- DXC Technology (Tulsa, OK)
- …impact the customer's experience + Ensure transactions are processed on our administrative systems accurately and in a time frame considered suitable by SEC ... and DXC/BrightHouse guidelines + Report any potential fraudulent, money laundering, or unethical requests that have been reviewed + Performs other related duties as assigned or required **Mandatory requirements:** + High school diploma + Minimum 2 years of… more
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