- City National Bank (West Hollywood, CA)
- …policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Code of Conduct, FINRA, ... etc.). WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Additional Qualifications* *… more
- Olean Area Federal Credit Union (Clyde, NY)
- …compliance. + Keep informed and adheres to latest changes with the Bank Secrecy Act, in accordance to all Credit Union policies and procedures QUALIFICATIONS ... Education/Certification: High school diploma or equivalent Experience Required: 3-4 years of related experience as a Teller, Member Service Representative, Lender or similar preferred. Skills/Abilities: + Ability to engage in meaningful conversations, build… more
- Bank OZK (Tampa, FL)
- …collaborative team environment. + Ability to maintain strict confidentiality and bank secrecy . + Ability to demonstrate effective customer service skills. + Skill in ... using computer and Microsoft Office, including Outlook, Word, Excel, and PowerPoint. Basic Qualifications + Ass ociate's degree or commensurate work experience and two years of residential mortgage or banking experience, OR high school diploma and three years… more
- Banc of California (Yucca Valley, CA)
- …Regulation B (Equal Credit Opportunity Act), Fair Credit Reporting Act (FCRA), Bank Secrecy Act (BSA), in conjunction with the USA PATRIOT Act, Anti-Money Laundering ... (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA state and federal) and Community Reinvestment Act (CRA). + Creates a compelling vision of the future and translates it into action, linking others' contributions to the success… more
- US Bank (Broadview Heights, OH)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- US Bank (Scottsdale, AZ)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- Columbia Bank (UT)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Columbia corporate culture in all actions and words. + Takes personal… more
- Columbia Bank (Liberty Lake, WA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Columbia corporate culture in all actions and words. + Takes personal… more
- Columbia Bank (Irvine, CA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Columbia corporate culture in all actions and words. + Takes personal… more
- Columbia Bank (Spokane, WA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Columbia corporate culture in all actions and words. + Takes personal… more