- M&T Bank (Dover, DE)
- …efforts. Escalate issues and ensure timely resolution. + Lead Bank Secrecy Act (BSA)/Anti-Money Laundering (AML)/Know Your Customer (KYC) processes, validate entity ... documentation, and ensure regulatory compliance. Maintain accurate customer records and resolve documentation infractions. + Understand Treasury Management products and identify opportunities to support client needs. Collaborate with Treasury Management… more
- PennyMac (Carrollton, TX)
- …business compliance of mortgage lending regulations including, but not limited to: Bank Secrecy Act, FACT Act Red Flags Rule, Elder Financial Abuse and OFAC ... Sanctions + Investigate, review, and maintain advanced awareness of regulatory changes and industry trends that may impact current business practices + Perform other related duties as required and assigned + Demonstrate behaviors which are aligned with the… more
- Motion Recruitment Partners (New Castle, DE)
- …related crimes (eg, insider trading, market manipulation), including the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, ... OFAC, SEC, FINRA, FRB, FinCEN requirements, and SAR requirements. + General understanding of Senior Public Figures, Money Service Businesses, Wealth Management and Retail Banking as well as compliance with those business segments. + Excellent project… more
- MUFG (Los Angeles, CA)
- …relative to Regulatory Compliance including but not limited to the Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering Act, Know Your Customers (KYC), ... Suspicious Activity Reports (SARS), Currency and Transaction Reporting (CTR) and etc. (5%). Others (10%) + Maintain good relationships with local community, local business association, and customers through Corporate Social Responsibility activities. + Keep… more
- Heritage Financial Credit Union (Newburgh, NY)
- …+ This position requires that the employee gain a working knowledge of Bank Secrecy Act (BSA) requirements and how they will affect their work. The employee will ... comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience Required: + General Ledger/Reporting experience + Intermediate level Excel/Word + Knowledge of finance, financial research, and reporting +… more
- US Bank (Minneapolis, MN)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- The Bank of Princeton (NJ)
- …ideal candidate should have three or more years of experience in Bank Secrecy Act /Anti Money Laundering Compliance, facilitating and coordinating the bank's BSA/AML ... program as well as m onitoring and filing of CTR reports, SAR's and OFAC reports. CAM a plus. Successful candidates for this position should be action oriented and possess functional and technical skills. This individual will apply proven communication skills,… more
- Regions Bank (Hoover, AL)
- …Scaled Agile Framework (SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control ... (OFAC), or Consumer Due Diligence (CDD) experience **Skills and Competencies** + Ability to influence and resolve conflicts + Ability to work independently, with high level direction + Critical thinking and strategic planning + Demonstrated success in… more
- Heritage Financial Credit Union (Middletown, NY)
- …+ This position requires that the employee gain a working knowledge of Bank Secrecy Act (BSA) requirements and how they will affect their work. The employee will ... comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. + Knowledge of TRID, FDCPA, and other compliance requirements + Familiarity with FNMA and other agency/investor products + Excellent communication and… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …control and quality standard requirements of the Credit Union including the Bank Secrecy Act A minimum of three (3) years of related experience and/or training; ... or equivalent combination of education and experience in a financial institution. Why Join Us? The compensation package includes an excellent benefits program including health insurance plans, generous PTO, 401(k) Plan, profit sharing, competitive base,… more