- Scotiabank (Dallas, TX)
- …the Bank's requirements under US federal and state statutes/regulations governing Bank Secrecy Act ("BSA") and Anti-Money Laundering ("AML") and the USA PATRIOT Act. ... **What You'll Do** + Review alerts or exceptions generated by transaction monitoring system or other internal and external sources. + Responsible for documenting alerts and exceptions investigations using Google, WorldCheck, Internal Databases and other… more
- Education First FCU (Beaumont, TX)
- …comply with applicable laws and regulations, including but not limited to, the Bank Secrecy Act, the Patriot Act, and the Office of Foreign Assets Control. Knowledge ... and Skills Experience 5+ years of experience in training and development, with at least 2 years in a leadership or supervisory role. Experience in the financial services or credit union industry is a plus. EDUCATION/CERTIFICATIONS/LICENSES Bachelor's degree in… more
- Banc of California (Santa Ana, CA)
- …Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ... (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) + Strong understanding of financial markets, investment instruments, and regulatory frameworks + Exceptional analytical… more
- US Bank (Houston, TX)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- City National Bank (Phoenix, AZ)
- …for the implementation of 2nd line of defense on AI requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Code of Conduct, etc.). * ... Successfully completes all required training and special projects as requested. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * 15+ years of progressive experience managing cross function initiatives to drive policy,… more
- MUFG (Tempe, AZ)
- …skills. + Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Know Your Customer, and Sanctions is ... required. + Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management. + Team oriented with a strong sense… more
- Heritage Financial Credit Union (Middletown, NY)
- …equipment. This position requires that the employee gain a working knowledge of Bank Secrecy Act (BSA) requirements and how they will affect their work. The employee ... will comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. EXPERIENCE: Previous maintenance experience. SKILLS/ABILITIES: Good mechanical and problem-solving abilities. Well organized and able to work… more
- US Bank (Bowling Green, KY)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more