• Investments Portfolio Manager

    Louisiana Department of State Civil Service (Baton Rouge, LA)
    …portfolio initiating prudent and profitable trading of fixed income and/or equity securities in order to satisfy the cash management and long-term needs of ... large investment portfolios. Work involves researching, analyzing, and evaluating securities and other investment information to implement approved investment… more
    Louisiana Department of State Civil Service (05/29/24)
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  • Practice Support Associate

    Thrivent Financial (Little Rock, AR)
    …Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned. ... client accounts + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities) product-related… more
    Thrivent Financial (05/15/24)
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  • Client Services Administrator

    Thrivent Financial (Westbury, NY)
    …Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned. ... client accounts + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities) product-related… more
    Thrivent Financial (05/09/24)
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  • Manager, Complex Valuation

    KPMG (Philadelphia, PA)
    …for. KPMG is currently seeking a Manager, Complex Securities to join our Valuations practice. (https://tax.kpmg.us/services/valuations.html) Responsibilities: + ... + Effectively control / present / document / support complex securities valuations to various stakeholders, including superiors, clients, auditors and regulators… more
    KPMG (05/09/24)
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  • Platform Sales -Trading Services Sales Specialist…

    JPMorgan Chase (New York, NY)
    Platform Sales - Securities Services in the Americas is recruiting a Sales Associate within the Trading Services Specialist Sales team to be based in New York and ... Trading Services Sales team, you will be responsible for selling Agency Securities Lending, Alternative Financing and Collateral Management services to a diverse… more
    JPMorgan Chase (05/04/24)
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  • Advisory Compliance Testing Manager

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are ... framework within a complex environment. * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of… more
    Raymond James Financial, Inc. (04/05/24)
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  • Director of Investment Operational Accounting…

    MassMutual (Boston, MA)
    …and lead a vision that provides for the effective controls of operational securities accounting. **The Team** This newly created team is responsible for the ensuring ... the integrity of the accounting information received from the Investment Operations securities system. This team will be highly focused on the control environment… more
    MassMutual (06/06/24)
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  • Compliance Manager, Disclosure Governance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of ... the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies + Fundamental investment… more
    Raymond James Financial, Inc. (06/04/24)
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  • Head of Investment Accounting Governance

    MassMutual (Boston, MA)
    …processes supporting the integrity of the accounting data information from the Company's securities system. This is an opportunity for an individual who thrives in a ... of the accounting information received from the Investment Operations securities system. This team will be highly focused on...vision that provides for the effective controls of operational securities accounting. + Stand up and lead the team… more
    MassMutual (05/31/24)
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  • Assistant Vice President US Banks Business Risk…

    Morgan Stanley (New York, NY)
    …significant market positions in each of its business segments- Institutional Securities , Wealth Management, and Investment Management. Morgan Stanley, through its ... customers, including corporations, governments, financial institutions, and individuals. Institutional Securities provides a variety of products and services to… more
    Morgan Stanley (05/10/24)
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