- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Incompatible Activities** This position is subject to the provisions of Government Code Section 19990 (https://leginfo.legislature.ca.gov/faces/codes\_displaySection.xhtml?lawCode=GOV§ionNum=19990.) . Upon… more
- Autodesk (Novi, MI)
- …#** 26WD94733 **Responsibilities** : Develop quantitative techniques to inform securities investing, equities investing, pricing, or valuation of financial ... instruments. Develop mathematical or statistical models for risk management, asset optimization, pricing, or relative value analysis. Evaluate the business requirements of Autodesk's and recommend architectural direction and solution design that best meet… more
- Mizuho Corporate Bank (New York, NY)
- A Securities Banking Controller is responsible for the accounting and financial reporting of all banking businesses which include but are not limited to IG, HY, ... Securitization, Margin Loans, Equity Capital Markets, Advisory, Lending, Deposits, and Working Capital Solutions. Banking Controllers are responsible for the monitoring of deals/transactions, P&L, and act as a primary control function. The controller is also… more
- State of Montana (Helena, MT)
- …income team. * Execute all aspects of trading and settlement for fixed income securities under the guidance of the Director of Fixed Income. * Develop and maintain ... knowledge of capital markets, issuers, and sectors using tools such as Bloomberg, external research services, and other publicly available information. * Monitor portfolio performance, risk, and activity in absolute terms and relative to benchmarks, and… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Charles Schwab (Lone Tree, CO)
- …leasing, business acquisition or divestitures, fair value and investment securities , consolidations, internally developed software, and stock-based compensation + ... Perform technical accounting research and synthesize judgments or analysis in written form, obtain buy-in from stakeholders, which could include members of senior management, and implement new processes and/or policies, as needed + Monitor emerging accounting… more
- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- JPMorgan Chase (New York, NY)
- …macroeconomic drivers to formulate investment recommendations for sectors and individual securities + Formulate buy/sell recommendations in both new issue and ... secondary markets and effectively communicate them to the broader investor community, including through written credit opinions + Actively monitor market themes and sector trends to identify investment opportunities + Conduct surveillance and monitoring to… more
- KeyBank (OR)
- …in a regulatory environment (required) + Advanced knowledge of securities industry concepts, compliance practices, supervisory frameworks, applicable federal and ... state regulatory requirements, investment products, and financial markets + Documenting findings and communicating risks through clear, concise reports. + Applying sound judgment in evaluating complex compliance scenarios. + Proactively identifying risk trends… more
- JPMorgan Chase (Austin, TX)
- …internal clients + Adhere to internal and external policies and procedures regarding securities transactions and code of conduct + Provide guidance to junior staff ... **Required Qualifications, Capabilities, Skills** + Bachelor's degree required; MBA or CFA preferred + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date +… more