- JPMorgan Chase (San Antonio, TX)
- …around these activities **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials (SIE), Series 7 and 63 (or equivalent) must ... be obtained within 90 days of employment + Strong compliance record in prior position(s) and ability to hold a registration in all 50 states + Ability to create and foster strong partnerships with business partners, working independently as well as in a team… more
- Citizens (East Norriton, PA)
- …units and balances through mortgages, home equity lines, and securities -based lending. + Client satisfaction survey results. Qualifications, Education, ... Certifications and/or Other Professional Credentials + Bachelor's degree (preferred). + 3 - 5 years of banking, wealth management or other relevant equivalent experience. + Experience working with affluent and high net worth clients. + Required Licenses: SIE,… more
- JPMorgan Chase (Plano, TX)
- …in Microsoft Office Suite (Excel, PowerPoint, and Word). + Experience in securities operations, brokerage, or custody operations. + Strong team collaboration skills, ... with the ability to adapt to dynamic environments and work effectively across teams. **Preferred Qualifications, Capabilities, and Skills** + Strong analytical, problem-solving, and solutions management skills. + Strategic and results-driven thinker with a… more
- JPMorgan Chase (Jersey City, NJ)
- …skills** + Expertise in cash settlement, SWIFT payment processing, prime brokerage, securities processing, or a related domain is highly preferred. + Deep ... understanding of cash settlement, SWIFT, and ISO payment messaging standards is preferred + Familiarity with post-trade processing such as clearing & settlement, books & records, corporate actions, and asset servicing is desirable. + Bachelor's or Master's… more
- Bloomberg (Montgomery, NJ)
- …(OTC) electronic trading (ET) platform, encompassing Fixed Income securities , Commodities, Currencies, Derivatives, and Equities. Our platform provides ... end-to-end solutions across the trading life cycle, enabling traders to connect more successfully to the global markets - all in one place. The Electronic Trading Quality Engineering (ETQE) Team is looking for a Senior QA Analyst to design and execute tests,… more
- JPMorgan Chase (New York, NY)
- …IPOs, follow-on/secondaries, block trades, buybacks, private placements, and convertible securities offerings and corporate derivative structures. + Act as ... independent second line of defense and challenge function to Global Investment Banking, raising issues for the front office to remediate through action plans and partnering with the front office process owners in control design, control evaluation, and issue… more
- Bank of America (Rockledge, FL)
- …adapt to new information and technology platforms **Desired Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7, 63/65 or 66 + Industry ... knowledge and understanding of investment products + Enjoys a fast-paced environment with changing and evolving responsibilities + Detail oriented + Invested in personal development + Consistently pursues client experience excellence + Works quickly to fulfill… more
- JPMorgan Chase (New York, NY)
- …six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card ... Services. The Global Wealth Management business offers individuals and families personalized, comprehensive financial solutions that integrate sophisticated investment management, capital markets, trust and banking capabilities. JPMorgan Private Bank was… more
- JPMorgan Chase (Augusta, GA)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... 66 if required), and Life licenses are required - or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED or foreign equivalent required + Adherence to policies,… more
- BMO Financial Group (New York, NY)
- …conflicts of interest, safeguarding of customer information, trading in securities , anti-money laundering, privacy, and disclosure of outside business activities. ... + Maintains up-to-date knowledge and understanding of all banking products, processes, and relevant legal, regulatory and technology requirements. + Ensures lending and non-lending decisions, prospecting activities are adequately documented; responds to… more
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