- NTT America, Inc. (Charlotte, NC)
- …Duties and Responsibilities:** + Lead efforts to integrate FICC and Equities securities lending businesses. + Collaborate with technology and operations teams to ... ensure successful delivery of 2026 milestones. + Workstream Support - Margin Capabilities + Support build-out of a simplified margin settlement workflow leveraging Operational Payment Netting (OPN). + Coordinate enhancements to margin calculations and ensure… more
- CNO Financial Group (Carmel, IN)
- …downside protection. + Overseeing and monitoring the purchase and sale of securities based upon ALM requirements, portfolio rebalancing, index migration, and other ... related variables. + Collaborating with asset specialists, traders and research to identify appropriate investments to meet portfolio objectives + Analyzing market trends pertaining to Fixed Income investments and the ability to make decisions in the best… more
- Citigroup (New York, NY)
- …limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including ... preparation of responses to findings and corrective action plans (as needed). **Responsibilities** : This role that will report into the NAM and LATAM Head of ETRC in New York. The key responsibilities include: + Perform Real-Time Monitoring (RTM) one/two days… more
- Fox Rothschild LLP (New York, NY)
- …governance, private equity and venture capital financings, complex M&A and securities law compliance, corporate formations, and corporate governance matters **.** + ... Guided companies through successful financing rounds, and complex corporate M&A and commercial transactions. + Independently manages significant portions of transactions, including demonstrated ability to manage deal teams of other associates and subject… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Wells Fargo (Cartersville, GA)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. State Insurance ... license(s) are required for this role and must be completed within a specified period of time determined by the required number of licenses to be obtained and will be communicated to the candidate upon offer acceptance + This position requires SAFE… more
- JPMorgan Chase (Palo Alto, CA)
- …also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... etc.), pre-liquidity planning, and concentrated position management (such as 10b5-1 plans, derivative-based transactions, and exchange funds) will also be a plus. As a Vice-President, Wealth Planner within JP Morgan Wealth Management, you will need a deep… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.As a bank with a ... brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Procter & Gamble (Cincinnati, OH)
- …Ensure the consolidated financial statements and quarterly/annual filings with the Securities Exchange Commission (SEC) are prepared accurately and timely in ... accordance with US GAAP and SEC rules. + Monitor changes to key accounting and reporting guidance and ensuring our policies and related processes are compliant. + Develop and deploy high quality accounting training to the global F&A organization. We believe… more
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