- Lockheed Martin (Littleton, CO)
- …leaders, and Subject Matter Experts to ensure a given program within Global Securities is successful\. The selected candidate will also work closely with customers ... and program leadership to ensure the success of payload products and milestones\. Example assignments include cascade analysis, verification, trades, modeling, calibration, risk/opportunities, support to proposal efforts, and payload post\-test analysis\.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analysis and business process management. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. ... **Skill in** + Analyzing business processes and identifying process improvement opportunities. + Developing complex business cases. + Developing and implementing process improvement methodology. + Implementing processes and procedures for efficient and timely… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Charles Schwab (Lone Tree, CO)
- …preparation of annual, quarterly, current, and other reports filed with the Securities and Exchange Commission (eg,10-Ks, 10-Qs, 8-Ks), and for supporting earnings ... release materials and investor presentations for The Charles Schwab Corporation (NYSE: SCHW). The SEC Reporting group is also responsible for all audited financial statements for applicable subsidiary entities, including Schwab's broker-dealer, bank, and… more
- US Bank (Milwaukee, WI)
- …services to authorized undertaking for collective investment in transferable securities (UCITS) and Alternative investment funds in Ireland and Luxembourg. ... **Duties:** + Assisting the audit team management in planning audit engagements. Includes understanding risk and risk management techniques; identifying and analyzing business processes, key risks, and critical controls; interviewing auditees; and evaluating… more
- GE Vernova (Greenville, SC)
- …risk review, Commercial Deliverables, request proof of insurance, oversee payment securities and obtain Management authorization to release new projects via ... Electronic Order Release system (eARS) in a timely manner + Issue Internal Change Orders as required + Visit customer sites and lead Contract analysis of problems on projects + Prepare and present claims mitigation presentations to customers **Required… more
- JPMorgan Chase (Tempe, AZ)
- …products and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for ... the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date + Proven ability to operate effectively in a matrix organization with the ability to work under pressure with tight deadlines + Proficiency with… more
- Wells Fargo (New York, NY)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. + Specific compliance policies may… more
- Huntington National Bank (Schaumburg, IL)
- …or 7; Series 63 or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not already have the required 5 licenses, ... but at least 3 of them, the candidate must acquire the remaining 2 within 120 days of hire date. Failure to acquire required licensure within the designated time period, will result in the colleague being ineligible to continue in the position. Preferred… more