- Citigroup (Jersey City, NJ)
- …is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve settlement issues and ... used to present information to management. + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Wells Fargo (Charlotte, NC)
- …clients across the globe. **About this role:** Wells Fargo is seeking aa Securities Sales Program Analyst for our Structured Products Sales team responsible for the ... will:** + Participate in or provide support for low complexity initiatives within Securities Sales to meet the clients objectives + Review issues, policies or… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Securities , Inc. (HSI) Trade Settlement Analyst is responsible for ensuring the accurate, timely allocation and settlement of ... securities transactions across multiple asset classes and markets. This...Collaborate with team members to ensure accurate and timely securities trade and settlement processing + Resolve operational or… more
- TD Bank (New York, NY)
- …role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA (New York) Report Location: NYC ... US Finance is part of the broader TD Securities Finance group and serves as one of three...US, Canada, and other regions (UK and Singapore). TD Securities is seeking a highly motivated, detail-oriented, and technology… more
- BlackRock (New York, NY)
- …Index Investments, Global Trading, ETF Markets, and Liquidity & Financing ( Securities Lending, Cash Management, Securities Financing) functions, and is ... way. Within BGM, the Liquidity & Financing (L&F) pillar combines Securities Lending, Securities Financing, and Cash Management, with a mandate to deliver… more
- M&T Bank (Wilmington, DE)
- …Rule 38a-1 under the Investment Company Act of 1940, as promulgated by the Securities and Exchange Commission (SEC). The CCO will be responsible for ensuring that ... effective policies and procedures reasonably designed to prevent violation of federal securities laws and to promote a culture of ethical conduct and regulatory… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Compliance team, you will serve as a subject matter expert on securities industry regulations and firm policies, ensuring adherence while enabling business growth. ... and Abilities** **Advanced Knowledge of:** + Concepts, practices and procedures of securities industry compliance. + Rules and regulations of the Securities … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the Change at TD Securities ?** We are innovators and leaders in the change...key strategic initiatives to support delivery excellence across TD Securities . Our team plays a critical role in bridging… more