- JPMorgan Chase (New York, NY)
- …six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card ... Services. The Global Wealth Management business offers individuals and families personalized, comprehensive financial solutions that integrate sophisticated investment management, capital markets, trust and banking capabilities. JPMorgan Private Bank was… more
- Aegon Asset Management (Cedar Rapids, IA)
- …65, or 66, 24; or obtain within six months + Thorough knowledge of securities products, FINRA, SEC and DOL regulations. + Strong written and verbal communication ... skills. + Analytical and decision-making skills. + Attention to detail. + Proficiency using MS Office (Word, Excel). Working Conditions + Office Environment The Salary for this position generally ranges between $55,000 - $67,000 annually . Please note that the… more
- Citigroup (Costa Mesa, CA)
- …areas. + US Only: S7, S66 (or 63 & 65) & S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree, ... Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Counselor **Time Type:** Full time **Primary Location:** Costa Mesa California United States **Primary Location Full Time Salary Range:** $200,000.00 -… more
- S&P Global (New York, NY)
- …and externally) while proactively enhancing the methodology for pricing Fixed Income securities . S&P Global's services are used by institutions to help them monitor ... risk, mark-to-market, and develop accurate forecasting models. **Responsibilities and Impact:** This opening provides an excellent opportunity for a candidate with Fixed Income markets (Securitized Products, CDS, Loans, and Corporate Bonds preferred), and data… more
- Bank of America (Newport Beach, CA)
- …* Ability to structure loans to UHNW clients secured by commercial real estate, securities , artwork, hedge funds, yachts, as well as unsecured loans * BS degree / ... MBA **Skills:** * Business Development * Loan Structuring * Negotiation * Prospecting * Relationship Building * Active Listening * Business Acumen * Client Management * Customer and Client Focus * Profitability Analysis * Influence * Pipeline Management *… more
- US Bank (Cincinnati, OH)
- …years' experience in a managerial capacity -Thorough knowledge of securities markets and investment products Preferred Skills/Experience -Excellent interpersonal, ... verbal, and written communication skills, exceptional client facing skills with clients -Extensive knowledge of wealth business and US Bank products and services -Expert knowledge of consumer credit and experience with Principal Supervision -Strong leadership… more
- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- US Bank (Milwaukee, WI)
- …areas include Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Exchange Act of 1934, FINRA rules, MSRB rules, etc. + Basic understanding ... of the business line's operations, products/services, systems, and associate risks/controls. Offerings covered by the role's primary assigned team include asset management, wealth management, trust, custody and fund services offerings. + Relevant financial… more
- Coinbase (Charlotte, NC)
- …a fast paced environment. * Advanced knowledge of the financial services industry and securities trading. * Flexible and adaptable to meet the evolving needs of a ... high-growth and fast paced organization. * Fantastic communication and relationship management skills, passion for assisting customers to use Coinbase products successfully, and an eagerness to create a community of high value Coinbase power users. *Nice to… more
- JPMorgan Chase (Los Angeles, CA)
- …support, or similar industry related experience + FINRA Series 63, 79 and Securities Industry Essentials licenses required or ability to obtain licenses within 180 ... days of hire + Extensive knowledge of Commercial Banking products and services + Experience in cross-selling products, and a track record of meeting or exceeding sales goals + Strong business development skills; including tactical selling and negotiation +… more