- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- TD Bank (Fort Lauderdale, FL)
- …organization. The WMP will partner with Senior Leaders throughout TD AMCB and TD Securities (TDS) and will represent US Wealth across all communities in the Market. ... The WMP will also partner closely with US Wealth colleagues to ensure that, collectively, we deliver the right solutions to our core clients and partners in the most impactful manner possible. The WMP will be accountable for delivering strong financial results… more
- Guardian Life (Harrisburg, PA)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... so they can effectively convey advanced planning recommendations to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior presentations skills in all areas of… more
- Fifth Third Bank, NA (Atlanta, GA)
- …one or more industries.. BA/BS in Finance/Accounting/Economics (MBA strongly preferred). Securities Industry Essentials (SIE), Series 79 license, and Series 63 ... license required. At Fifth Third Bank, we understand the importance of rewarding our employees for their hard work and dedication, therefore, our Total Rewards offering includes a differentiated compensation package and comprehensive benefits. Benefits: Our… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Deloitte (Morristown, NJ)
- …Strong working knowledge of a range of financial services and / or securities -related business models, products, and services particular to the applicable industry + ... Track record of involvement in strategic, regulatory, risk-related, technological, or operational change initiatives within capital markets environments Preferred qualifications Candidates possessing one or more of the following qualifications is preferred: +… more
- Edward Jones (St. Louis, MO)
- …to personal and professional growth. + Work experience related to the securities industry is preferred. Read More About Skills/Requirements **Awards & Accolades** At ... Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received. Check out our US awards and accolades: Insights & Information Blog Postings about… more
- Robert Half Legal (White Plains, NY)
- …losses resulting from corporate fraud and malfeasance in violation of federal securities and antitrust laws. Position Summary The Legal Practice Assistant performs a ... broad range of secretarial, administrative, and clerical support duties for multiple attorneys. This role is responsible for organizing and maintaining files, calendars/scheduling, and correspondence related to litigation and administrative matters under the… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Hantz Group (Saginaw, MI)
- …Vol Life, Flexible Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life, ... Accident & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex,… more