- Launch That (Orlando, FL)
- …Required, but Strongly Preferred: + A license in insurance sales and/or securities (Series 6/7). + Experience in Insurance Sales or Insurance Marketing Organizations ... (IMOs). Why Work @ Launch That? We are a powerhouse of nearly 100 digital, tech, and creative professionals in the heart of downtown Orlando where we invest in ourselves and our community. Our vision is to be the answers and experts for life's critical… more
- TD Bank (White Plains, NY)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to _investigate_ the good character, business reputation, qualifications and… more
- Bank of America (New York, NY)
- …reference the job title of the role and requisition number. **EMPLOYER:** BofA Securities , Inc. **Shift:** 1st shift (United States of America) **Hours Per Week:** ... 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the Structured Investments industry.* Principles of banking, finance, and securities industry operations.* Financial markets, products, financial advisory function, ... and investment process.* Advanced investment concepts, practices, and procedures used in the industry.* MS Office Applications. **Skill in** * Cultivating and maintaining effective relationships at all levels of the organization.* Excellent verbal and written… more
- Charles Schwab (Orlando, FL)
- …international client experience and an equivalent level of knowledge of securities industry required + 3+ years' demonstrated experience introducing advisory ... products and services to international clients (SAN, SWA, MAS, etc ) required + The ability to successfully engage with clients across multiple jurisdictions and cultures + Strong organizational skills with an emphasis on productivity; including… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …cultivation materials and gift proposals; + Process checks and gifts of securities in coordination with gift processing and office protocols; manage terms of ... agreement and related correspondence; + Respond to inquiries from Philanthropy and Institute colleagues; provide back-up support as requested. Minimum Qualifications: High school diploma or equivalency required. Associate's/Bachelor's degree preferred. 1 year… more
- Hantz Group (Southfield, MI)
- …or equivalent work experience + Must have the ability to obtain securities and insurance licenses Benefits: + Health/Dental/Vision Insurance, Paid Time Off, 401K, ... Vol LTD, Vol Life, Flexible Spending + Eligibility Requirements Vary The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national origin, age, height, weight, disability, marital status, or any… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (Memphis, TN)
- …losses. + Fundamental investment concepts, practices and procedures used in the securities industry. **Skills:** + Supports business processes with guidance but not ... constant supervision by understanding and effectively using standard office equipment and standard software packages. + Uses clear and effective verbal communications skills under supervision to express ideas, request actions and formulate plans or policies. +… more