- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. HSBC Securities Services provides industry leading Asset Servicing solutions to institutional clients ... team, with a primary accountability to originate new business contributing to Securities Services sales objectives. The role will be primarily external client and… more
- EchoStar (Littleton, CO)
- …effect positive change across the company. **Job Duties and Responsibilities** **The securities , M&A and corporate governance VP position is based at the company's ... Denver headquarters and reports directly to the Chief Legal Officer. The securities , M&A and corporate governance team at EchoStar handles a wide variety of matters… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of ... the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit… more
- PNC (Pittsburgh, PA)
- …key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to the business that offers ... and broker dealer licenses. PNCCM underwrites, deals, and trades in corporate securities , state and municipal obligations, and mortgage-backed securities . The… more
- Thrivent Financial (Minneapolis, MN)
- …initially, with the commitment to become licensed within 6 months (SIE, Securities Exams (6/63, 6/63/65, or 7/66), Life/Health Insurance). Job Description Position ... with a licensing bonus of $2000 upon completion of Securities exams (6/63, 6/63/65, or 7/66) and State Life/Health...licensed, we will award a $1000 signing bonus for securities licensure and/or $1000 signing bonus for insurance licensure.… more
- Citigroup (Getzville, NY)
- …securitization, payroll, and investment accounting, with a focus on areas like Investment Securities , Bond, MBS - Mortgage Backed Securities , and UST - US ... impairment Analysis for Corporate Treasury's investment portfolio, including fixed-income securities , repos, and foreign currency denominated securities . +… more
- Citigroup (Jersey City, NJ)
- …is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve settlement issues and ... used to present information to management. + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Citigroup (Tampa, FL)
- …is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Individual mapped to this job ... used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- HSBC (Scarsdale, NY)
- …our investors, our communities and the planet we all share. The securities licensed Wealth Relationship Officer provides sales support to registered securities ... brokerage and banking industry, trading operations, banking products and HSI's (HSBC Securities Inc. USA) brokerage products. Work is often performed under the… more
- Honeywell (Charlotte, NC)
- As General Counsel, Corporate Governance and Securities , here at Honeywell, you will provide strategic legal advice and guidance across a diverse range of critical ... legal matters. Your role will include ensuring compliance with securities and corporate governance laws, developing and implementing best practices and risk… more