- EchoStar (Littleton, CO)
- …effect positive change across the company. **Job Duties and Responsibilities** **The securities , M&A and corporate governance VP position is based at the company's ... Denver headquarters and reports directly to the Chief Legal Officer. The securities , M&A and corporate governance team at EchoStar handles a wide variety of matters… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of ... the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit… more
- PNC (Pittsburgh, PA)
- …key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to the business that offers ... and broker dealer licenses. PNCCM underwrites, deals, and trades in corporate securities , state and municipal obligations, and mortgage-backed securities . The… more
- Thrivent Financial (Minneapolis, MN)
- …initially, with the commitment to become licensed within 6 months (SIE, Securities Exams (6/63, 6/63/65, or 7/66), Life/Health Insurance). Job Description Position ... with a licensing bonus of $2000 upon completion of Securities exams (6/63, 6/63/65, or 7/66) and State Life/Health...licensed, we will award a $1000 signing bonus for securities licensure and/or $1000 signing bonus for insurance licensure.… more
- HSBC (Scarsdale, NY)
- …our investors, our communities and the planet we all share. The securities licensed Wealth Relationship Officer provides sales support to registered securities ... brokerage and banking industry, trading operations, banking products and HSI's (HSBC Securities Inc. USA) brokerage products. Work is often performed under the… more
- Honeywell (Charlotte, NC)
- As General Counsel, Corporate Governance and Securities , here at Honeywell, you will provide strategic legal advice and guidance across a diverse range of critical ... legal matters. Your role will include ensuring compliance with securities and corporate governance laws, developing and implementing best practices and risk… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Robert Half Legal (Miami, FL)
- …skilled Litigation Attorney to join our Florida team specializing in commercial and securities litigation. This role offers a unique opportunity to work on complex ... cases representing securities firms, financial advisors, and commercial businesses across multiple states (Active with Florida Bar Association required). The ideal… more
- JPMorgan Chase (Tampa, FL)
- …will help deliver innovative solutions for a diverse client base in Securities Services. Be part of a global organization that values collaboration, excellence, ... Investment Bank. You will support both new and incremental client events for Securities Services, serving a wide range of clients including Asset Managers, Hedge… more
- BlackRock (New York, NY)
- …Index Investments, Global Trading, ETF Markets, and Liquidity & Financing ( Securities Lending, Cash Management, Securities Financing) functions, and is ... way. Within BGM, the Liquidity & Financing (L&F) pillar combines Securities Lending, Securities Financing, and Cash Management, with a mandate to deliver… more
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