- The Salvation Army (Lexington, KY)
- …be construed as, or lead to, a conflict of interest, ie, sale of securities , real estate, insurance, etc., where such training, licensure and experience may have ... been acquired from previous employment, he/she shall, under no circumstances, use Salvation Army contacts or resources or represent The Salvation Army for personal gain Qualifications 1 Bachelor's degree or equivalent work experience with proven record of… more
- MUFG (San Francisco, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (Hunt Valley, MD)
- …execute and confirm trade orders as well as a variety of securities transactions initiated by self-directed clients Assist clients with brokerage consumer website ... usage and navigation Educate potential and existing clients about investment products, services and trading strategies Research and resolve client requests Maintain current knowledge of Merrill products, policies, and services while keeping abreast of… more
- Wells Fargo (New York, NY)
- …business vision, strategies, and goals **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days ... of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted + Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized… more
- Thrivent Financial (Auburn, WA)
- …required or Chartered Financial Consultant or Certified Public Accountant or equivalent. + Securities ( 7/66, or 7/63 & 65) and Life, Health, and Annuity ... registration required + Bachelor's degree in Financial Planning, Finance, Accounting or Economics preferred + Extremely strong organizational skills + Strong communication and interpersonal skills + Technical computer aptitude and knowledge of business tools… more
- Aegon Asset Management (Denver, CO)
- …Exchange Group (LSEG) + Familiarity with regulatory frameworks such as Securities and Exchange Commission (SEC), International Financial Reporting Standards (IFRS), ... and Generally Accepted Accounting Principles (GAAP) + Excellent analytical, problem-solving, and communication skills + Leadership and team management capabilities + High attention to detail and ability to work under tight deadlines Preferred Qualifications +… more
- Citigroup (New York, NY)
- …clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7, 79 and 63 preferred **Education:** + ... Minimum of bachelor's degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. **Job Family Group:** Institutional Banking **Job… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Intercontinental Exchange (ICE) (Atlanta, GA)
- …developer with experience in capital markets, particularly in Mortgage-Backed Securities (MBS) and/or Collateralized Mortgage Obligations (CMO). This role is ... central to the development and enhancement of our Prepayment and Option-Adjusted Spread (OAS) computational engines, which are critical to our Structured Evaluations platform. **Responsibilities** + Serve as a technical leader within the Structured Evaluations… more