- Thrivent Financial (Auburn, WA)
- …required or Chartered Financial Consultant or Certified Public Accountant or equivalent. + Securities ( 7/66, or 7/63 & 65) and Life, Health, and Annuity ... registration required + Bachelor's degree in Financial Planning, Finance, Accounting or Economics preferred + Extremely strong organizational skills + Strong communication and interpersonal skills + Technical computer aptitude and knowledge of business tools… more
- Aegon Asset Management (Denver, CO)
- …Exchange Group (LSEG) + Familiarity with regulatory frameworks such as Securities and Exchange Commission (SEC), International Financial Reporting Standards (IFRS), ... and Generally Accepted Accounting Principles (GAAP) + Excellent analytical, problem-solving, and communication skills + Leadership and team management capabilities + High attention to detail and ability to work under tight deadlines Preferred Qualifications +… more
- Citigroup (New York, NY)
- …clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7, 79 and 63 preferred **Education:** + ... Minimum of bachelor's degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. **Job Family Group:** Institutional Banking **Job… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Intercontinental Exchange (ICE) (Atlanta, GA)
- …developer with experience in capital markets, particularly in Mortgage-Backed Securities (MBS) and/or Collateralized Mortgage Obligations (CMO). This role is ... central to the development and enhancement of our Prepayment and Option-Adjusted Spread (OAS) computational engines, which are critical to our Structured Evaluations platform. **Responsibilities** + Serve as a technical leader within the Structured Evaluations… more
- Thrivent Financial (Dallas, TX)
- …and variable lines of authority or attained within 90 days . + State securities registered and insurance licensed and appointed in all states that comprise the ... market or are aligned to specific financial advisors that are assigned. + Satisfactory background check and clean compliance record. + Flexibility to travel within the region (may include overnight), up to 50%, and conduct business during evening hours . +… more
- Bank of America (Charlotte, NC)
- …support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives, and over-the-counter ... derivatives across multiple Lines of Business. Key responsibilities include carrying out duties under general supervision and assisting teammates while following established procedures. **LOB Description:** The successful candidate will work closely with the… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC"), as well as the Federal Deposit Insurance ... Corporation ("FDIC") and the Federal Reserve Board ("FRB") as applicable to bank accounting and reporting, to ensure that all relevant proposed changes to GAAP and other reporting requirements are understood and the impacts communicated to senior and executive… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more