- JPMorgan Chase (Dallas, TX)
- …judgment with the ability to multitask + FINRA Series 79, 63, 24, and Securities Industry Essentials licenses required or must obtain within 180 days of hire ... **Preferred Qualifications, Capabilities and Skills** + Bachelor's degree and formal credit training preferred + Strong technology experience; digital background preferred + Excellent organizational, influencing, and interpersonal skills + Self-directed,… more
- Bank of America (Los Angeles, CA)
- …leading and negotiating with team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) **Desired:** + Undergraduate degree desired: Majors in business, finance or economic preferred. MBA desirable. + Existing knowledge of the market preferred. + Active member/participation in local community… more
- AIG (Jersey City, NJ)
- …for handling all aspects of complex directors & officers claims, including securities class actions, with opportunity to handle high exposure employment practices ... liability and fiduciary liability matters, from inception through conclusion brought against publicly traded, privately held and not-for-profit insureds. + Making coverage determinations + Investigating losses, evaluating, and projecting potential exposures +… more
- Bank of America (New York, NY)
- …provide investment advice and recommendations to clients that includes full securities execution support and brokerage account servicing. The Financial Advisor (FA) ... is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling activities to determine a client investor profile, financial resources objectives, time horizon and preferences. Providing advice and guidance to… more
- Bank of America (Indianapolis, IN)
- …leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63(Must obtain SIE, series 7 & 63 ... license within 180 days of start date) **Desired Skills:** + Undergraduate degree in related field or equivalent work experience. MBA desirable. + Existing knowledge of the market preferred. + Active member/participation in local community organizations. +… more
- NVIDIA (Santa Clara, CA)
- …compliance with US and international regulations regarding income, tax withholding, securities and reporting for stock awards. + Partner with cross-functional teams ... to maintain and strengthen processes ensuring equity data accuracy, including record-keeping, reporting, reconciliation, and audits. + Drive innovation by identifying and implementing process improvements and automation opportunities that improve efficiency… more
- JPMorgan Chase (New York, NY)
- …regulatory examinations and regulatory engagements. You will interface with banking and securities regulators, including the OCC, FRB, FDIC, SEC, FINRA, CME, NFA, ... and State regulators. Your daily routine includes interaction with various executive level internal colleagues in Global Technology and across the Lines of Business and Corporate Functions. You will interact with examiners at the regulatory agencies to… more
- Bank of America (New York, NY)
- …other downstream + Monthly Independent Price verification on both Derivatives and securities positions. Have a basic understanding and knowledge of financial models, ... + Calculation of the Valuation adjustment - Validation of appropriate application and use of models for books & records. + Maintaining/updating valuation adjustment & IPV Desk Level Procedures (DLP) + Preparation monthly & quarterly revenue and balance sheet… more
- Bank of America (Atlanta, GA)
- …leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) Desired Skills: + Local market knowledge + Strong Business Development **Minimum Education Requirement:** Undergraduate degree required: Majors in business, finance or economics preferred or equivalent experience.… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more