- JPMorgan Chase (New York, NY)
- …regulatory examinations and regulatory engagements. You will interface with banking and securities regulators, including the OCC, FRB, FDIC, SEC, FINRA, CME, NFA, ... and State regulators. Your daily routine includes interaction with various executive level internal colleagues in Global Technology and across the Lines of Business and Corporate Functions. You will interact with examiners at the regulatory agencies to… more
- Bank of America (New York, NY)
- …other downstream + Monthly Independent Price verification on both Derivatives and securities positions. Have a basic understanding and knowledge of financial models, ... + Calculation of the Valuation adjustment - Validation of appropriate application and use of models for books & records. + Maintaining/updating valuation adjustment & IPV Desk Level Procedures (DLP) + Preparation monthly & quarterly revenue and balance sheet… more
- Bank of America (Atlanta, GA)
- …leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) Desired Skills: + Local market knowledge + Strong Business Development **Minimum Education Requirement:** Undergraduate degree required: Majors in business, finance or economics preferred or equivalent experience.… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (Sewickley, PA)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + CFP(R) or CPWA(R) designation preferred or ... obtain and/or maintain at least one firm approved designation + Understanding of how to deliver a strong overall client experience + Thorough knowledge and understanding of the suite of Wealth Management products and services + Possess and demonstrate strong… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... needs. The candidate should have a deep understanding of trading systems and the trading business. They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing.… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (Chicago, IL)
- …and cross-functional teams. + Experience with Options Clearance, Prime Brokerage, Securities Processing, or related domain. + Experience with Java, Spring, AWS, ... Cloud platforms, and event-driven architectures (Kafka). + Proven track record of modernizing complex legacy platforms and migrating to cloud-based solutions. + Demonstrated experience utilizing AI to accelerate technical project delivery. + Exceptional… more
- MetLife (Whippany, NJ)
- …of middle/back-office operations, investment products (eg, fixed income securities ), SEC/FINRA regulations Equal Employment Opportunity/Disability/Veterans If you ... need an accommodation due to a disability, please email us at ###@metlife.com. This information will be held in confidence and used only to determine an appropriate accommodation for the application process. MetLife maintains a drug-free workplace. more
- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more