- Citigroup (New York, NY)
- …and fund financing products. + Applying deep expertise in securities laws, broker-dealer regulations, swaps regulations, margin requirements, security interests, ... and insolvency law to ensure compliant and strategic business operations. + Skillfully negotiating, drafting, and analyzing complex transaction agreements, ensuring robust legal frameworks for our client engagements. + Facilitating seamless coordination with… more
- Citigroup (New York, NY)
- …of Conduct, the Plan of Supervision for Global Markets and Securities Services, all defined policies and procedures, and obtaining/maintaining required ... registrations/licenses. **Qualifications** : + **Experience:** 5-10 years of relevant experience. + **Client-Facing Sales:** Experience in a client-facing role working with the buy-side community and sales experience at a financial services organization. +… more
- Robert Half Finance & Accounting (Cedar Rapids, IA)
- …objectives and policies. * Facilitate the execution, trading, and settlement of securities within the investment portfolio, adhering to risk limits and procedures. * ... Conduct thorough analysis of the investment portfolio to identify impairments using pricing spread evaluations. * Support the preparation and communication of liquidity stress testing results to senior leadership and the Board. * Provide analytical insights… more
- Dentons US LLP (NY)
- …limited to: + Representing Trustee, Security Registrars, Collateral Administrators, Securities Administrators among other service providers in structured finance ... transactions + Reviewing and negotiating primary transaction documents and agreements + Drafting and negotiating ancillary documents and agreements + Communicating with clients and transaction counterparties + Working collaboratively to manage all aspects of… more
- Raymond James Financial, Inc. (Southfield, MI)
- …* Fundamental concepts, principles, and practices of the insurance and securities industry. * Broker/dealer, RIA, and Insurance Agency operations. **Skill in:** ... * Identifying the needs of customers through effective questioning and listening techniques. * Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment. * Preparing and delivering… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …Banking. + Fundamental investment concepts,practicesand procedures used in the securities industry. + Concepts, practices and proceduresofTax and Accounting. + ... Financial markets and products. **Skill i** **n:** + Communicating effectively, both orally and in writing. + Analytical skillssufficientto assess and explain events in the market. + Problem solving and solution design skills. + Thinking independently and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …office concepts and those that govern fee-based operations, finance, and/or securities industry operations. + Process flows within a specific assigned functional ... area. + Regulations for specific assigned functional areas. + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases. + Analyzing data to identify… more
- Eliassen Group (Madison, WI)
- …in layman's terms. + Detailed familiarity with common investment practices and securities . + Ability to design technology solutions to solve business problems. ... Ability to translate business requirements into technology specifications and design systems to meet the needs of the business. **Benefits:** + Competitive total cash compensation, based on AON (formerly McLagan) industry benchmarks Comprehensive benefits… more
- PCL Construction (AZ)
- …understanding of lien rights. + Basic exposure to bid and contract securities and insurance as they relate to risk management, claims management, pricing, ... and accounting. + Basic understanding of subcontract PO terms including insurance and subcontractor default insurance (SDI) and bonding requirements. + Exposure to owner contracts as they relate to payment terms, billing requirements, audit rights, and… more
- JPMorgan Chase (Chicago, IL)
- …resolution. **Required qualifications, capabilities and skills** + 7+ years in the securities and investment industry + Has a deep understanding and experience of ... advisory services and a multitude of products and complex client accounts. + Possesses Working knowledge of the US financial regulation framework including applicable FINRA rules. + Strong knowledge and understanding of risk management and ability to work… more