- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- State of Georgia (Fulton County, GA)
- …against the state; + May prosecute identity fraud, residential mortgage fraud, and securities fraud; + May investigate and prosecute fraud and abuse by providers in ... the Georgia Medicaid program; + Travel, as required by the position; + Performs other related duties as assigned. The above statements are intended to describe the general nature and level of work being performed by persons assigned to this title. They may not… more
- Citigroup (Tampa, FL)
- …**Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** ... Tampa Florida United States **Primary Location Full Time Salary Range:** $62,620.00 - $87,380.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of other wealth management firms). * Principles of banking and finance and securities industry operations. * Micro and Macro economics and their impact on investment ... strategies. * Financial markets, products, financial advisory function, and investment process. * MS Office applications. **Skill in:** * Identifying the needs of customers through effective questioning and listening techniques. * Cultivating and maintaining… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures of general office concepts and those that govern finance and/or securities industry and trust operations. + Operations and systems of assigned functional ... area. + Process flows within specific assigned functional area. + Regulations for specific assigned functional area. **Skill in:** + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic… more
- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients ... to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (Richmond, VA)
- …efforts in a corporate environment. 5. Knowledge of large bank, and securities risk frameworks, including FINRA, SEC, ERISA, Sarbanes-0xley, and other applicable ... federal and state law. 6. Excellent communication, interpersonal and facilitation skills, as job will require extensive interaction with various business units among multiple disciplines including Senior Leadership across Truist. 7. Strong influencing and… more
- JPMorgan Chase (Newark, DE)
- …of traditional credit (Loans, Deposits, Cash) and trading products (Derivatives and Securities ) is a plus + Previous experience in Finance, Risk or Operations ... functions is a plus + Experience with Agile delivery and the JIRA tool is a plus + Solid understanding of Financial and/or Regulatory reporting processes; understanding of Liquidity, Credit Reporting related data is a plus + Knowledge of Cloud is an advantage… more
- JPMorgan Chase (Dallas, TX)
- …+ Flexible to changing business priorities and ability to multitask + FINRA securities licenses 79, 63 and 24 required or ability to obtain within reasonable ... time frame JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
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