- CIBC (New York, NY)
- …products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations and ... financial instruments is essential. + **Analytical Skills:** Ability to analyze complex financial data and assess the implications on accounting and reporting, ensuring accuracy and integrity in financial statements. + **Multi-Perspective Analysis:** Capacity… more
- Neuberger Berman (New York, NY)
- …Bachelor's degree required + Experience with equity and fixed-income securities products preferred; familiarity of futures, commodities, currencies, and derivatives ... is a plus + Collaborative team player with a strong work ethic and high integrity + Excellent interpersonal and communication skills; able to interact effectively with all levels of management + Strong analytical skills and attention to detail; ability to… more
- Western Digital (Irvine, CA)
- …legal team members. This position will report to our VP of Securities and Corporate Governance, Legal Operations and Government Affairs. The successful candidate ... will be a highly trusted, organized individual who exercises a great deal of discretion, and has exceptional interpersonal and multi-tasking skills. The ideal candidate describes themselves as a strategic business partner and is driven, focused, organized, and… more
- Truist (New York, NY)
- …in, and stands ready to purchase and sell, corporate bonds for Truist Securities fixed income investor clients and support our bond origination and syndication ... business. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. In… more
- Capital One (Mclean, VA)
- …etc.) + Experience demonstrating an understanding of derivatives and mortgage-backed securities + Strong communication and analytical skills + Experience creating ... presentations and explaining complex information to different audiences At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below,… more
- Scotiabank (New York, NY)
- …and/or any other relevant Regulatory Agencies + 12+ years of experience in securities financing related roles with an in-depth knowledge of financing products and ... client coverage & origination strategies + Results driven, with a proven track record of originating and growing client relationships + Strong interpersonal, organizational and project management skills and demonstrated ability to work in a fast-paced… more
- Truist (Charlotte, NC)
- …or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC) and ... Federal Reserve Board (FRB). The role focuses more specifically on the FR2052a monthly reports. This position will sit in-office 5 days a week. No remote option available. No relocation assistance will be provided at this time. **Essential Duties and… more
- Wellington (Boston, MA)
- …Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934 + Experience with legal support of Wealth initiatives ... preferred (eg, marketing, limited-scope broker/dealer support, US retail fund distribution, interval funds, tender offer funds) + Strong understanding of complex legal and regulatory issues + Excellent drafting, analytical, and communication skills + Ability… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Aegon Asset Management (Denver, CO)
- …or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License (Series 63 if applicable) or obtain within 6 months of hire. ... + Current Life Insurance License. + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet, graphics, etc Preferred Qualifications + Minimum of 1-3 years of experience in the financial services industry Working… more