- Raymond James Financial, Inc. (Locust Valley, NY)
- …guidelines. * Advanced investment concepts, practices and procedures used in the securities industry. * Client relations management tools. * Financial services news ... and data resource tools. * Investment management analytical tools. * Financial planning software tools **Ability to** * Operate standard office equipment and using required software applications to produce correspondence, reports, electronic communications,… more
- Wellington (Boston, MA)
- …**Key Responsibilities** + Design and implement robust data models for securities , issuers, fundamentals, time series, and analytics across multiple asset classes ... (eg, equity, fixed income, macro). + Develop and maintain Python-based libraries and services that provide consistent, well-documented access to research data and analytics. + Partner with data engineering to ensure upstream data and pipelines support… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- JPMorgan Chase (New York, NY)
- …trading, investing, and capital markets, with the ability to comprehend complex securities and investment strategies as well as the relationship between different ... assert classes + **Organizational Skills:** Excellent organizational abilities to effectively manage multiple tasks + **Outstanding Quantitative and Analytical Abilities:** Strong proficiency in Python and SQL for data analysis and automation. Must have… more
- Truist (Charlotte, NC)
- …or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC) and ... Federal Reserve Board (FRB). Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. + Support the Company's SEC… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- KeyBank (Dallas, TX)
- …+ Knowledge of bank, conventional, agency, and/or commercial mortgage-backed securities origination and servicing is recommended. COMPENSATION AND BENEFITS This ... position is eligible to earn a base salary in the range of $71,000.00 - $122,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this… more
- PNC (Cleveland, OH)
- …individuals across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not required. System ... wise, aside from Revport, you will work out of Siebel, and/or AMTrust. We seek motivated, driven and creative individuals that enjoy working as part of a team in a high energy environment which thrives on innovation and ingenuity. You will work together to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education, experience, specialized training and/or certification in the securities or banking industry to administer and manage an assigned AML ... & Financial Crimes function. Ensures monitoring and internal controls are in place to manage compliance risk in accordance with Raymond James policies, standards and guidelines. Provides oversight for change management initiatives. Leads major projects,… more