• Sr. Corporate Counsel

    SpaceX (Hawthorne, CA)
    …wide variety of complex legal and business issues. RESPONSIBILITIES: + Own securities law compliance, corporate governance matters, and board support + Modernize ... charters, and governance policies + Architect and implement compliance framework for securities laws and regulations (1933 Act, 1934 Act, Reg. D Offerings, Rule… more
    SpaceX (01/11/26)
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  • Client Solutions - Client Onboarding Project…

    JPMorgan Chase (Tampa, FL)
    …your expertise in project management and client solutions shapes the future of Securities Services. At JPMorgan Chase, you'll work with a diverse client base and ... You'll manage events of moderate complexity, covering a wide range of Securities Services products and working with stakeholders across Asset Managers, Hedge Funds,… more
    JPMorgan Chase (01/10/26)
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  • Client Reporting Associate

    Wells Fargo (Minneapolis, MN)
    **About this role:** Wells Fargo is seeking a Securities Operations Associate/Client reporting Associate to join our Client Reporting team. This role is responsible ... support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures… more
    Wells Fargo (01/10/26)
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  • Client Reporting Analyst

    Wells Fargo (Minneapolis, MN)
    **About this role:** Wells Fargo is seeking a Securities Operations Specialist/Client Reporting Analyst to join our Client Reporting team. This role is responsible ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
    Wells Fargo (01/10/26)
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  • Licensed Invest Support Specialist II- Chardon

    Fifth Third Bank, NA (Cleveland, OH)
    …Support Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). ... products, compliance and operational duties. + Support multiple registered securities representatives or representatives with very large books of business.… more
    Fifth Third Bank, NA (01/08/26)
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  • Sr. Associate, Registrations

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …accordance with Firm policies, industry standards, and federal and state securities laws. + Establishes and maintains registration-related record keeping systems. + ... in FINRA, state/jurisdiction and other SRO rules and regulations regarding securities and advisory registrations. + Operates standard office equipment and uses… more
    Raymond James Financial, Inc. (01/08/26)
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  • Analyst, Capital Markets

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... Markets Overview** The Global Capital Markets group at TD Securities is hiring for multiple analyst positions within: +...Capital Markets + Leveraged Finance and Private Credit TD Securities is a market leader in capital markets advisory… more
    TD Bank (01/08/26)
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  • Institutional Account Administrator II

    Fifth Third Bank, NA (Cincinnati, OH)
    …order to maintain favorable tax status in Global Markets. + Partner with Securities Lending Agent and/or Investment Advisor on global activity, such as shares ... causes for overdrafts and prepare claims to Investment Manager and/or Securities Lending agent as needed SUPERVISORY RESPONSIBILITIES: None. MINIMUM KNOWLEDGE,… more
    Fifth Third Bank, NA (01/08/26)
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  • VP - Global Markets Documentation, Capital Markets…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $200,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating… more
    TD Bank (01/08/26)
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  • Part Time Paralegal

    Insight Global (Boca Raton, FL)
    …Description We are seeking a part-time Paralegal with a strong focus on securities law filings. The ideal candidate will be highly organized, detail-oriented, and ... filings and related documentation. * Assist with compliance and reporting requirements under securities laws. * Maintain and update records in Carta and other equity… more
    Insight Global (01/08/26)
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