- M&T Bank (Buffalo, NY)
- …when requested by the client or Financial Advisor. + Accept orders for securities transactions directly from clients. + Understand and adhere to the Company's risk ... and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing escalation to management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T… more
- Bloomberg (New York, NY)
- …including setting and implementing global unique identifiers for projects or securities + Experience engaging with government institutions and senior stakeholders + ... Ability to read/write in Spanish Salary Range = 68 - 77 USD Hourly The referenced salary range is based on the Company's good faith belief at the time of posting. Actual compensation may vary based on factors such as geographic location, work experience,… more
- City National Bank (Houston, TX)
- …experience * CFA - Charter Financial Analyst * FINRA Series 7 and 66 securities *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: $122,548 - $208,711 per ... year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *Benefits and Perks* At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our… more
- OneMain Financial (Irving, TX)
- …development. **Key responsibilities include:** + Assisting our compliance with US Securities and Exchange Commission (SEC) reporting rules through the accurate and ... timely filing of required documents. + Ensuring our compliance with Section 404 of the Sarbanes-Oxley Act (SOX 404) by maintaining effective internal controls over our financial reporting. + Interaction with and presentations to senior management. **Position… more
- AIG (New York, NY)
- …of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and ... assumed facultative reinsurance transactions. + Analyzing the contractual aspects of internal reinsurance arrangements within AIG. + Working with AIG's Multinational business, operational and legal teams to structure and implement the reinsurance aspects of… more
- National Association of Insurance Commissioners (NY)
- …asset classes owned by insurers such as fixed income (corporates, munis, structured securities , etc.) mortgages, equities, and real estate as well as derivatives and ... produce comprehensive analytical reports. **This is a full-time hybrid position in a positive and flexible environment. Residency within 100 miles of the New York City office is required.** **Key Responsibilities:** + Demonstrate understanding of theory and… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Menlo Park, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
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