- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MTA (New York, NY)
- …Process special payment requests as required, such as: Lien checks, substitution of securities in lieu of cash retainage, lien assignments, and contract closeouts. + ... Supports the external and internal audit process. + Provide audit evidence and information regarding MTA procedures and documentation for the sample selection of auditors. + Other duties as assigned. Required Qualifications: Required… more
- Manulife (Boston, MA)
- …Degree required; advanced degree (MBA, MSF, etc.) preferred. + FINRA Licenses: Securities Industry Essentials (SIE), Series 7, Series 63/65/66 (must be obtained ... within one year if not already held). + Demonstrated leadership experience and ability to manage complex client relationships. **Preferred Qualifications:** + Deep understanding of financial markets and institutional investment products. + Exceptional… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- UMB Bank (Ogden, UT)
- …schedules to support yearend audits and financial statement preparation. + Price securities , as required, in accordance with the fund's Offering Memorandum (OM). + ... Identify, investigate, and report pricing issues to Senior Fund Accountant, Lead Fund Accountant, and/or Manager. + Reconcile accounts and resolve all exceptions on a daily, weekly, and monthly basis. Report information to clients, brokers, and accounting… more
- City of Durham (Durham, NC)
- …requirements, standards, policies, and procedures. + Manages project funds and securities ; reviews and manages funds; calculates Construction bonds and ensures bond ... meets City requirements; reviews construction and engineering documentation; and coordinates with senior management and attorneys to resolve complex technical issues. + Conducts final inspections, warranty and repair requirements; evaluates projects,… more
- City National Bank (Houston, TX)
- …pursuit of CFA designation, MBA or both. * FINRA Series 7: General Securities Rep * Excellent knowledge in the following areas: asset management, banking/credit, ... personal trust, and brokerage services. * Excellent analytical and financial analysis skills. * Strong computer skills with knowledge in basic software programs like Word, Excel, Power Point, etc. * Strong interpersonal, verbal and written communication… more
- TD Bank (New York, NY)
- …with documented procedures specific to your role or business **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
- JPMorgan Chase (Columbus, OH)
- …goals and comprised of the Chase wealth management business, JP Morgan Securities and our digital investing platform. As a Affluent Thought Leadership Events ... Manager Senior Associate within the Wealth Management business you will support event execution for the JP Morgan Wealth Management business - specifically our mass affluent audience. In the role you will focus on understanding overall Wealth Management goals… more
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