- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Mizuho Corporate Bank (New York, NY)
- …to the Industrials industry is a huge plus + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Ideally will have experience ... in the general industrials sector + Aptitude to synthesize large amounts of information and develop innovative ideas and/or product solutions + Ability to manage multiple projects simultaneously + Ability to work under pressure and adhere to tight deadlines +… more
- Raymond James Financial, Inc. (Cedar Rapids, IA)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... terminology. **Skill in** + Client Relationship Management (CRM) software, or similar contact management software. + Microsoft Office, including Excel + Effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Enterprise Bank & Trust (Clayton, MO)
- …and 13G. + Monthly reconciliation of all house accounts and preparation of securities reports for management. + Manages tax reporting of 1099 DIOB, Misc Income, ... 5498's, MLPs and K-1s. + Daily processing of all miscellaneous income, fee checks, coding issues and other system adjustments/issues. + Maintain Security vault and performs annual audit + Backup to all jobs on trust operations team + Maintain and process… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of:** Financial advisor business models and practice structures. Securities industry regulations and compliance standards. Recruitment and talent ... acquisition strategies in financial services. Strategic planning and performance management. Business development and relationship management best practices. **Skill in:** Leading and developing high-performing teams. Communicating effectively with internal… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Burns & McDonnell (Conshohocken, PA)
- …systems and processes. * Verify subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. * Support ... and conduct project safety, quality, progress, and financial audits and assessments as required. * Facilitate the materials receiving and management process including inventory control, receiving of goods, storage, and transportation. * Collaborate with… more
- KeyBank (Overland Park, KS)
- …Positions across three core verticals: **CMBS & SASB** + Commercial Mortgage Backed Securities + Single Asset Single Borrower **Agency** + Freddie Mac + Fannie Mae ... + Ginnie Mae + HUD + Full Asset Management **Institutional** + Interim | Balance Sheet Lenders + Life & Pension | Foreign Lenders + CLOs | ABS | P3 + Debt Funds | Repo Servicing + Net Lease REITs *Individual skills and experience will be assessed and… more
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