- JPMorgan Chase (New York, NY)
- …Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related ... issues. + Serve on both the Public Finance underwriting commitments committee and engagements committee. + Review and negotiate certain agreements related to financings, bond underwritings, tenders, exchanges, private placements and direct purchases, such as… more
- PCL Construction (San Diego, CA)
- …understanding of lien rights. + Basic exposure to bid and contract securities and insurance as they relate to risk management, claims management, pricing, ... and accounting. + Basic understanding of subcontract PO terms including insurance and subcontractor default insurance (SDI) and bonding requirements. + Exposure to owner contracts as they relate to payment terms, billing requirements, audit rights, and… more
- Citigroup (New York, NY)
- …prioritization and opportunities + License requirements for the role: SIE ( Securities Industry Essentials), Series 7 & Series 63. **Skills and Competencies:** ... + Strong analytical and problem-solving skills. + Excellent communication and interpersonal skills. + Ability to work in a fast-paced and dynamic environment. + Leadership and team management skills. + Data visualization and presentation **Job Family Group:**… more
- JPMorgan Chase (New York, NY)
- …macroeconomic drivers, and technical structure of interest rate and FX securities (forwards, futures, swaps, options, sovereign bonds). + Demonstrated ability to ... generate and implement high-conviction investment ideas across global rates and FX. + Effective communicator with strong writing and presentation skills; able to work collaboratively in an intellectually rigorous environment. + Experience with Python or… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Brown University (Providence, RI)
- …Office and management of the Long-Term Pool. Included will be securities processing, manager and custodian bank communications, quality control, direct investment, ... and private equity reporting. This position will have full responsibility and oversight for all private equity fund processing and reporting. Major Responsibilities: - Creation and Maintenance of Private Equity Data - Private Investment Reporting - Ongoing and… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- OceanFirst Bank (Red Bank, NJ)
- …concepts, practices, and procedures associated with loan accounting and investment securities . + Experience in preparing bank, general ledger, and off-balance sheet ... account reconciliations, and researching and clearing reconciling items. + Proficiency in the MS Office suite of products, primarily Excel, and its analytical, formula, and financial functions (specifically V-Look-ups, Pivot Tables and Sum If formulas) +… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more