- Wells Fargo (New York, NY)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. **Pay Range** Reflected is the base… more
- CoStar Realty Information, Inc. (Hartford, CT)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. . Demonstration of ... commitment to prior employers. . Proven track record of exceeding sales targets and quotas in an environment that emphasizes customer experience. . Candidates must possess a current and valid driver's license. . Satisfactory completion of a Driving… more
- Dunham & Associates Investment Counsel, Inc. (Las Vegas, NV)
- …Adviser and Broker/Dealer. Member FINRA / SIPC. Advisory services and securities offered through Dunham & Associates Investment Counsel, Inc. Trust services ... offered through Dunham Trust, an affiliated Nevada Trust Company. Dunham offers a complete benefits package to full-time employees who regularly work more than 30 hours per week. Interns and temporary employees are not eligible for these benefits. Health &… more
- Bloomberg (New York, NY)
- …programming frameworks over vast data sources to accurately price millions of securities . You will research methods to offer transparency and accuracy within Fixed ... Income markets, and you will move Bloomberg's business forward by assessing, improving, and implementing modern asset pricing models. We are looking for people who are naturally curious, take ownership, are relentless problem solvers, and have the desire to… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Wells Fargo (Houston, TX)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. **Posting End Date:** 31 Jan 2026… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (New York, NY)
- …loans secured by a variety of asset classes including complex marketable securities loans and less liquid financial assets, commercial real estate to more ... bespoke personal assets such as aviation, fine art and collectibles. + Ability to advise clients on optimal loan structure and think creatively in delivering market leading solutions. + Excellent oral and written communication skills + Strong negotiation… more
- Bloomberg (Montgomery, NJ)
- …responsible for creating and maintaining the classifications that organize companies and securities into peer groups based on similar business activities and risks. ... These classifications form the foundation for peer group analysis, benchmarking, and market trend evaluation. When clients compare investment opportunities, evaluate sector exposures, or analyze historical performance, classification data provides the… more
- Charles Schwab (Westlake, TX)
- …with direct contract drafting and administraton experience. + Experience in the securities industry (large broker- dealer or mutual fund firm) or law firm, ... highly preferred. + Familiarity with ETF and mutual fund regulatory filings and ability to research filings on the SEC website. + Strong contract drafting skills and keen attention to detail. + Ability to identify and analyze contractual issues and provide… more