- MUFG (Chicago, IL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- UTMB Health (Galveston, TX)
- …be comprised of a combination of cash, planned or deferred gifts, property, securities , insurance or in-kind). + Develops annual objectives and quarterly plans for ... institutional fund-raising priorities with emphasis on securing major gifts from individuals, alumni, foundations, and corporations. Collaborates and coordinates with other directors of development on all related fundraising plans. Plans are reviewed monthly… more
- BlackRock (New York, NY)
- …within USWA (~10% org growth rate). Our personalized portfolios utilize individual securities , BlackRock Mutual Funds, and iShares ETFs to customize, diversify, and ... tailor investment solutions to high net worth/ultra-high net worth and institutional clients. We are seeking a highly experienced leader with deep expertise in the Separately Managed Accounts to lead the organization towards the next generation of BlackRock's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …execution + Work with traders and team members to identify specific securities consistent with investment objectives + Support portfolio managers in delivering top ... service to RIA clients + Conduct periodic portfolio reviews, including credit assessments to determine continued suitability of investment consistent with risk tolerance and portfolio objectives. + Learn all facets of the operation to increase productivity and… more
- Vanguard (Malvern, PA)
- …to members of the IMG. Develops and maintains knowledge of financial markets, securities and investment themes in order to bring an informed perspective to portfolio ... analysis. + Represents the Investment Risk team to internal and external clients and at industry forums. Contributes to IMG, Risk Division, and Vanguard-wide management initiatives and strategies. + Leads and/or participates in special projects and performs… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Janus Henderson Investors (Denver, CO)
- …Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past ... political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. Janus Henderson is an equal opportunity /Affirmative Action employer. All qualified applicants will… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to act in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. **Skills:** ... + Act as organizational authority on developing appropriate plans or performing necessary actions based on recommendations and requirements. + Act as organizational authority on planning, organizing, prioritizing and overseeing activities to efficiently meet… more
- Raymond James Financial, Inc. (Memphis, TN)
- …of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Financial markets and investment products and ... services. + Mathematical ability sufficient to calculate transactions accurately and efficiently. + Intermediate Excel experience. **Skill in** + Advanced analytical skills; analyze data to draw logical conclusions and interpret results for use in… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more