- Thrivent Financial (Hummelstown, PA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg conducting due… more
- Bloomberg (New York, NY)
- …that forecast cash flows for a variety of Agency, Non-Agency and ABS securities , produce valuation metrics used to determine relative value, and develop risk ... include the development of a new prepay/credit model for securities backed by home equity lines of credit (HELOC)...RFR market model for use in valuing US mortgage-backed securities + Work collaboratively with team members to develop… more
- ADP (El Paso, TX)
- …to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + Educates employees on account information, plan ... as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be obtained after being hired into the… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the Change at TD Securities ?** We are innovators and leaders in the change...key strategic initiatives to support delivery excellence across TD Securities . Our team plays a critical role in bridging… more
- The Estee Lauder Companies (New York, NY)
- …comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure ... Internal Audit, Communications, HR, and Corp Citizenship & Sustainability to manage securities law compliance Proxy Statement *Lead prep/filing of the annual proxy… more
- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report ... Office **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider TD Securities Finance group, as one of the three regional finance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Bank. GENERAL FUNCTION: Responsible for servicing brokerage customers of Fifth Third Securities primarily with balances of less than $10,000; in which an Investment ... assets under FTS management and utilizing sales of the full range of securities products. Responsible and accountable for risk by openly exchanging ideas and… more
- JPMorgan Chase (Long Beach, CA)
- …communicate changes to team members. + Develop subject matter expertise in securities rules and regulations through knowledge acquisition, research, and training. + ... in a principal capacity and 2 years of experience within the securities investment industry supervision, compliance, or risk capacity, in retail investments. +… more
- Zions Bancorporation (Houston, TX)
- …Provides debt solutions to clients through Loan Syndications and Securities Underwriting. Loan Syndications structures and arranges multi-bank credit facilities ... ranging in sizes from $50MM to $600MM+. Securities Underwriting* provides execution capabilities for capital raising activities including underwriting debt and… more
- Wells Fargo (New York, NY)
- …and monitoring risk based programs to recommend decisions to buy or sell financial securities on an exchange for Securities Algorithmic Trading + Review and ... resolve issues and achieve goals **Required Qualifications:** + 5+ years of Securities Algorithmic Trading experience, or equivalent demonstrated through one or a… more