- Bloomberg (New York, NY)
- …side, and custodial clients - including complex, thinly traded, and hard-to-price securities . We are seeking an experienced Product Manager with deep domain ... expertise in US Agency RMBS (Residential Mortgage-Backed Securities ) and CMBS (Commercial Mortgage-Backed Securities ) markets, as well as a proven track record… more
- JPMorgan Chase (Chicago, IL)
- …qualifications, capabilities, and skills** + 7+ years of experience in the securities / investment industry. + Minimum licensing requirement: FINRA Series 7 and ... days of hire. + Possess a competent level of knowledge of relevant securities rules, regulations, guidelines, securities products, and industry practices. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …team lead, you will leverage extensive knowledge and skills in securities , the banking industry, and/or compliance-gained through experience, specialized training, ... other KYC policies and procedures. + Concepts, practices and procedures of the securities industry and/or banking compliance reviews. + Rules and regulations of the… more
- ADM (Chicago, IL)
- …Governance, Archer Daniels Midland Co. (ADM)** Reports to: Vice President, Corporate, Securities and M&A, ADM Location: Chicago, IL (in-person four days a week) ... Associate General Counsel will also focus on public company securities reporting and corporate governance, and as well as...+ Prepare and review SEC filings and advise on securities law compliance, including insider trading, Section 16 reporting,… more
- Toyota (Plano, TX)
- …in managing internal and external investment portfolios by executing securities transactions, performing investment manager evaluations, compliance and risk ... documentation for region activity. Investment and Fundamental Analysis + Execute securities transactions pursuant to TFS and TFSB investment policy, maintain… more
- Wells Fargo (New York, NY)
- …and monitoring risk based programs to recommend decisions to buy or sell financial securities on an exchange for Securities Algorithmic Trading + Review and ... resolve issues and achieve goals **Required Qualifications:** + 5+ years of Securities Algorithmic Trading experience, or equivalent demonstrated through one or a… more
- Robert Half Legal (Buffalo, NY)
- …of experience handling private venture investments, mergers and acquisitions (M& A), securities law, and general corporate matters. This is an excellent opportunity ... * Advise clients on private venture investments, mergers and acquisitions, and securities law matters. * Draft, review, and negotiate a variety of contracts… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Columbia Bank (Denver, CO)
- …partners and proactively pursue alternative ways to gain efficiencies related to securities processing activities. + Review team processing activities and approve ... securities transactions in the trustaccounting system related to the...+ Oversight activities include quality assurance review of re-registration documentation, securities transactions, and workflow review to ensure adequate and… more
- AON (Fort Washington, PA)
- …To excel in this role, candidates must possess Life, Accident, and Health licenses. Securities 6 and 63 licenses are preferred, as they enhance the ability to ... supporting the Group Variable Universal Life principal in ensuring adherence to Aon Securities and Prudential standards. Candidates should have 6 to 10 years of… more