- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (San Francisco, CA)
- …Act, Regulation Z of the Truth in Lending Act, Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, FINRA Rule 3110(e), and the Investment Advisors Act ... of 1940. If you feel this position announcement is deficient in light of the pay transparency requirements of the Washington State Equal Pay Opportunity Act (RCW 49.58.110), please notify Truist at ###@truist.com . **_Truist is an Equal Opportunity Employer… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …and counsel on general corporate matters, including corporate organization, securities compliance, data privacy, risk management, and contract management.* Draft, ... review, and negotiate a variety of legal documents, including employment agreements, vendor contracts, NDAs, customer and service agreements, and license agreements.* Draft, review, and negotiate a broad range of contractual and corporate governance documents,… more
- JPMorgan Chase (Boston, MA)
- …fund environments, including investor allocations, share classes, and complex investment/ securities processing + Bachelor's degree + Innovative and analytical ... mindset with excellent verbal and written communication skills + Strategic thinker with a proven track record + Strong team player with the ability to drive projects to completion independently + Exceptional client service orientation and ability to manage… more
- Federal Reserve Bank (Cleveland, OH)
- …depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted ... an offer of Bank employment, you should raise this issue with the recruiter for this posting. In addition, as a condition of employment, candidates must undergo a background check and will be tested for all controlled substances prohibited by federal law, to… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Mizuho Corporate Bank (New York, NY)
- …which together offer clients corporate and investment banking, financing, securities , treasury services, asset management, research and more. Mizuho's operations ... in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. About the Team: The Americas Credit Department Real Estate team is responsible for credit analysis… more
- Zions Bancorporation (Heber City, UT)
- …following is preferred; however, unlicensed candidates will be required to pass the Securities Industry Essentials (SIE), Series 7, Series 66, and State Life Health ... licensure exams within 180 days of the start date of employment. + Ability to display sound judgment in complicated client situations. + Strong sales, self-management, credit analysis, loan structuring, and perceptive character judgment skills. + Working… more
- Burns & McDonnell (Phoenix, AZ)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... Support and conduct project safety, quality, progress and financial audits and assessments as required. + Facilitate the materials receiving and management process including inventory control, receiving of goods, storage, and transportation. + Collaborate with… more
- Securities and Exchange Commission (Washington, DC)
- …Draft correspondence, recommendations, reports and memoranda related to management, operations and administrative programs. Manage a variety of special projects, ... Summary This position is located in the Office of the General Counsel, Managing Executive's Business Solutions Office, which is responsible for managing the office's resources including finance, contracts, eDiscovery and Litigation support, technical support… more
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