- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $225,000 USD TD is committed to providing fair ... Preferred Qualifications: **Ready to be the change at TD Securities ?** We are an innovator and leader in the...your career to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible… more
- The Hershey Company (Hershey, PA)
- …to join our Legal Department with a primary focus on corporate securities compliance, corporate governance, and public company reporting obligations. The SEC and ... a critical role in ensuring compliance with applicable federal and state securities laws, stock exchange requirements, and internal governance policies. * Role… more
- KeyBank (Brooklyn, OH)
- …and risk programs to ensure consistency with current applicable banking and securities rules, regulations, and laws. + Develop and maintain strong, collaborative ... wealth management related (eg - trust/fiduciary, asset management, private banking, securities , etc.) compliance, risk management, and/or internal or external audit… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg conducting due… more
- TD Bank (New York, NY)
- …Qualifications** **Building a World-Class, Diverse and Inclusive Technology Team** **TD Securities offers a wide range of capital markets products and services ... and/or analytics systems for residential whole loans and/or residential mortgage-backed securities [RMBS]. This role will be instrumental in developing the… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $130,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** Preferred Qualifications: TD Securities provides capital market products and services to corporate, government,… more
- GE Vernova (New York, NY)
- …Compliance: Coordinate and execute compliance obligations for regulated securities transactions arranged through a registered Broker-Dealer and Financial ... + Experience with asset management, fund management, brokerage activities for securities transactions and/or capital raising. **Desired Characteristics** + Holds US … more
- Huntington National Bank (Chicago, IL)
- Description The Huntington Securities , Inc. (HSI) Trade Allocation Specialist is responsible for ensuring timely and accurate trade allocations and corrections for ... Qualifications: + Collaborate with team members to ensure accurate and timely securities trade processing + Resolve operational or trading issues by coordinating… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more