- KeyBank (Brooklyn, OH)
- …on our accounting system, Global Plus. Timely and accurate pricing ensures securities are valued correctly on customer statements, valued correctly for client fees ... and Associates to ensure accurate and timely pricing of securities on Global Plus. The individual will assist and...+ Responsible for the accurate and timely pricing of securities on Global Plus accounting system. + Monitors daily… more
- TD Bank (New York, NY)
- …**2027** **Summer Analyst Program -** **Capital Markets** **(New York)** TD Securities is a market leader in capital markets advisory and underwriting. ... Develop relationships with Capital Markets professionals and more broadly across TD Securities . What makes Capital Markets right for you? + Capital marketsisa hybrid… more
- Truist (Orlando, FL)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- AON (Fort Washington, PA)
- …To excel in this role, candidates must possess Life, Accident, and Health licenses. Securities 6 and 63 licenses are preferred, as they enhance the ability to ... supporting the Group Variable Universal Life principal in ensuring adherence to Aon Securities and Prudential standards. Candidates should have 6 to 10 years of… more
- Wells Fargo (New York, NY)
- …a law firm and/or in-house at a major financial institution. + Deep knowledge of US securities laws, including the Securities Act of 1933 and the Securities ... Familiarity with cross-border capital markets transactions and jurisdiction-specific requirements and securities regulations is a plus. + Experience working with or… more
- Robert Half Legal (Philadelphia, PA)
- Description Our Philadelphia based law firm is seeking a Corporate & Securities attorney with up to 8 years of experience. The role requires hands-on experience ... documents and overseeing deal teams. * Ensure compliance with securities laws and regulations, including those related to private...attorney, preferably with the Investment Funds or Corporate & Securities departments of a law firm. * Licensed to… more
- Wells Fargo (Charlotte, NC)
- …and technical facts affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7 ... Work within a contact center environment to execute and confirm routine securities transactions initiated by customers + Provide quality customer service addressing… more
- Raymond James Financial, Inc. (Southfield, MI)
- …financial planning and investment concepts, practices and procedures used in the securities industry + Principles of securities industry operations and financial ... for this role, they are highly beneficial and strongly encouraged: + Securities Industry Essentials (SIE) Exam + Financial Industry Regulatory Authority (FINRA)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and compliance guidelines. * Investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and securities ... with ten (10) years of management experience, and sales management experience in the securities industry required. OR * Master's Degree in a related field with a… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more